Accepted Manuscript
Osteoarthritis and Stem Cell Therapy in Humans: A Systematic Review
David S. Jevotovsky, BA, Allyson R. Alfonso, BS, BA, Thomas A. Einhorn, MD, Ernest S. Chiu, MD

PII:
DOI: Reference:
To appear in:
Received Date: Revised Date: Accepted Date:
S1063-4584(18)31080-X
10.1016/j.joca.2018.02.906
YJOCA 4193
Osteoarthritis and Cartilage
24 July 2017
21 January 2018 27 February 2018
Please cite this article as: Jevotovsky DS, Alfonso AR, Einhorn TA, Chiu ES, Osteoarthritis and Stem Cell Therapy in Humans: A Systematic Review, Osteoarthritis and Cartilage (2018), doi: 10.1016/ j.joca.2018.02.906.
This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to
our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.
ACCEPTED MANUSCRIPT
Osteoarthritis and Stem Cell Therapy in Humans: A Systematic Review
1 Authors: David S. Jevotovsky, BA*; Allyson R. Alfonso, BS, BA*; Thomas A. Einhorn, MD ;
2 Ernest S. Chiu, MD
1
2
Department of Plastic Surgery, NYU Langone Health, New York, NY *MD if delay in publication
Correspondence should be addressed to Ernest S. Chiu, MD (ernest_chiu@nyumc.org) or David S. Jevotovsky, BA (david.jevotovsky@nyumc.org)
Department of Orthopaedic Surgery, NYU Langone Health, New York, NY

ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
Abstract:
Objective:
Osteoarthritis (OA) is a leading cause of disability in the world. Mesenchymal stem cells (MSCs) have been studied to treat OA. This review was performed to systematically assess the quality of literature and compare the procedural specifics surrounding MSC therapy for osteoarthritis.
Design:
PubMed, CINAHL, EMBASE and Cochrane Central Register of Controlled Trials were searched for studies using MSCs for OA treatment (final search December 2017). Outcomes of interest included study evidence level, patient demographics, MSC protocol, treatment results and adverse events. Level I and II evidence articles were further analyzed.
Results:
Sixty-one of 3,172 articles were identified. These studies treated 2,390 patients with osteoarthritis. Most used adipose-derived stem cells (ADSCs) (n=29) or bone marrow-derived stem cells (BMSCs) (n=30) though the preparation varied within group. 57% of the sixty-one studies were level IV evidence, leaving five level I and nine level II studies containing 288 patients to be further analyzed. Eight studies used BMSCs, five ADSCs and one peripheral blood stem cells (PBSCs). The risk of bias in these studies showed five level I studies at low risk with seven level II at moderate and two at high risk.
Conclusion:
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
While studies support the notion that MSC therapy has a positive effect on OA patients, there is limited high quality evidence and long-term follow-up. The present study summarizes the specifics of high level evidence studies and identifies a lack of consistency, including a diversity of MSC preparations, and thus a lack of reproducibility amongst these articles’ methods.
Key words:
Osteoarthritis; stem cell therapy; mesenchymal stem cells; level of evidence; systematic review
Running headline:
Osteoarthritis and Stem Cell Therapy
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
. 1 Introduction
. 2 Osteoarthritis (OA) is the most common joint disorder in the world and the most common
. 3 arthritis in the United States.1, 2 While worldwide prevalences of knee and hip OA are 3.8% and
. 4 0.85% respectively, this burden is likely underestimated.3
. 5 OA is the common end-point of many different pathologies. As such, its etiology is
. 6 varied, involving both intrinsic joint and extrinsic environmental factors. Age, gender,
. 7 menopause, genetics, nutrition and bone density often lead to increased susceptibility to OA.
. 8 These systemic factors, in addition to mechanical factors such as weight/body mass index, injury,
. 9 surgery, and deformity help determine the location and severity of an individual’s OA.1
. 10 Additionally, elevated inflammatory cytokines such as IL-1β and TNFα have recently been
. 11 implicated in OA’s pathogenesis.4
. 12 Existing treatments for OA are largely unsatisfactory. Pharmacologic management
. 13 includes acetaminophen, aspirin and oral non-steroidal anti-inflammatory drugs (NSAIDs).7, 8
. 14 Other options include capsaicin, duloxetine, topical NSAIDs and intra-articular corticosteroid
. 15 injections.5-7,These drugs are recommended secondarily to patient education, strengthening
. 16 exercises, and weight loss. Physical and occupational therapy have also demonstrated beneficial
. 17 effects.7, 8
. 18 These conservative treatments may be sufficient for early management, but their role in
. 19 modifying underlying structural abnormalities is limited. The OA Research Society International
. 20 suggests patients consider surgical interventions if daily pain persists for months and
. 21 conservative management has failed.8 Total joint replacements have thus become important in
. 22 the management of severe OA. In elderly populations, the prevalence of joint replacements due
1
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
. 23 to OA is 13.6%.9 However, ongoing research aims to develop less invasive procedures for
. 24 management.
. 25 Less invasive procedures such as intra-articular injections of hyaluronic acid (HA),
. 26 platelet rich plasma (PRP), hypertonic dextrose prolotherapy and anabolic cartilaginous agents
. 27 are being studied as potential therapies.10-12 Intra-articular injection of mesenchymal stem cells
. 28 (MSCs) is an increasingly common adjuvant therapy that has shown promising results. A 2014
. 29 proof-of-concept trial demonstrated that intra-articular injection of MSCs into OA knees
. 30 improved function and pain without adverse events.13 Regeneration of hyaline-like articular
. 31 cartilage was noted.13 Critics, however, are skeptical of the quality of evidence and cost of cell-
. 32 based therapies.14
. 33 To date, few MSC-related adverse events have been noted.13 In a systematic review of the
. 34 safety of intra-articular therapy, 844 procedures (mean follow-up 21 months) were analyzed to
. 35 find only four serious adverse events: one infection post-bone marrow aspiration that resolved
. 36 with antibiotics, one pulmonary embolus two weeks after aspiration, and two adverse events
. 37 reported as unrelated to the therapy. Other sequelae included pain, swelling and dehydration after
. 38 aspiration.15 A more recent assessment of adverse events of autologous stem cell therapies
. 39 found they primarily included post-procedural pain or pain due to progressive degenerative joint
. 40 disease in under 4% of the population..16
. 41 The International Society for Cellular Therapy developed criteria to define MSCs as
. 42 plastic-adherent in culture conditions expressing CD105, CD73, and CD90, lacking expression
. 43 of CD45, CD34, CD14 or CD11b, CD79alpha or CD19, and HLA-DR surface molecules, and
. 44 possessing tri-lineage differentiation into osteoblasts, adipocytes and chondroblasts. 17, 18
2
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
. 45 However, the term MSC is not always used in the literature with this definition in mind.
. 46 Evidence supporting the immunomodulatory role of MSCs suggests the term “stem cell” is a
. 47 misnomer and the name be changed to medicinal signaling cells,19 though this change has yet to
. 48 be reflected in the literature. The immunomodulatory properties of MSCs, however, have been
. 49 postulated to have the capacity to play a role in manipulation of the disease process.These
. 50 properties include anti-inflammatory, anti-apoptotive, anti-fibrotic, angiogenic, mitogenic and
. 51 wound-healing paracrine activity.20, 21
. 52 MSCs can be harvested from several sites including bone marrow (BMSCs), adipose
. 53 tissue (ADSCs), synovium (SDSCs) or peripheral blood (PBSCs).18 BMSCs and ADSCs have
. 54 received considerable attention due to their ease of extraction.22 Once removed, typically from
. 55 the iliac crest, BMSCs can be expanded in culture and induced to various stages of
. 56 differentiation.22, 23 Adipose tissue is abundant, making ADSC procurement easy and minimally
. 57 invasive.24 ADSCs can differentiate into fat, bone or cartilage.25 These cells are harvested from
. 58 infra-patellar fat pads or subcutaneous sites such as the buttocks.26 There is debate regarding the
. 59 differences between BMSCs and ADSCs in terms of cell yield, growth kinetics, and
. 60 differentiation capacity.24, 27 However, both animal and human models have shown positive
. 61 results for OA treatment with these MSC types.28-30 SDSCs, often harvested from the knee, are
. 62 recognized for their differentiation potential and high cell yield. 31 PBSCs are collected via
. 63 minimally invasive apheresis but are used less frequently.32 When freshly collected, PBSCs do
. 64 not display MSC markers unless in hypoxic conditions33 or after subcutaneous administration of
. 65 human granulocyte colony stimulating factor prior to blood draw.34
. 66 The above MSCs can be isolated, culture-expanded and subsequently injected into joints.
. 67 Other intra-articular formulations with one-step harvest and injection procedures are becoming
3
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
. 68 popular, including injection of bone marrow aspirate concentrate (BMAC) containing BMSCs,
. 69 stromal vascular fraction (SVF) isolated from lipoaspirate containing ADSCs, and
. 70 microfragmented adipose tissue, a non-enzymatic approach to isolating the stromal vascular
. 71 niche with ADSCs. SVF is isolated via liposuction, followed by collagenase digestion,
. 72 centrifugation, and dilution.25, 35, 36 BMAC contains a mixture of platelets, red and white blood
. 73 cells, and hematopoietic and non-hematopoietic precursors. The term refers to the mixture of
. 74 marrow elements and MSCs, but, after processing, only 0.001% to 0.01% of the cells are
. 75 MSCs.37The SVF product contains MSCs, pericytes, fibroblasts, monocytes and macrophages,
. 76 with 500,000 to 2,00,000 cells per gram of which 1 to 10% are considered ADSCs.35, 36
. 77 Microfragmented adipose tissue is obtained by harvesting lipoaspirate and washing off residues
. 78 while adipose cluster dimensions are gradually reduced. Initial analysis has shown it contains
. 79 preserved stromal vascular architecture with pericytes and MSCs.38
. 80 Although MSC therapy has been used to treat articular cartilage repair for years, few
. 81 clinical studies provide satisfactory levels of evidence to address the quality of available
. 82 information. The Journal of Bone and Joint Surgery’s (JBJS) Levels of Evidence rating scale
. 83 defines parameters to help authors make level of evidence evaluations (level I, randomized
. 84 controlled trial; level II, prospective cohort study or observational study with dramatic effect;
. 85 level III, retrospective cohort study or case-control study; level IV, case series; level V,
. 86 mechanism-based reasoning).39 These parameters help inform physician’s clinical decisions.
. 87 To our knowledge, there has been no systematic review which analyzes the effect of
. 88 study quality and procedural specifics of both autologous and allogeneic MSC therapy for the
. 89 treatment of OA. The aims of this investigation are to provide an analysis of the literature
4
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
. 90 regarding the use of MSC therapy for OA treatment, to assess the quality of evidence, and to
. 91 propose next steps for further investigation.
. 92 Methods
. 93 Search strategy
. 94 This review was conducted according to Preferred Reporting Items for Systematic
. 95 Reviews and Meta-analysis (PRISMA) guidelines.40 A literature search identified all articles
. 96 involving stem cell therapy to treat osteoarthitis. PubMed, CINAHL, EMBASE and Cochrane
. 97 Central Register of Controlled Trials were searched using “osteoarthritis” and “stem cell” MeSH
. 98 terms presented in further detail in the appendix. Computer de-duplication was performed. The
. 99 search was finalized in December 2017. Manual review of the references of selected articles was
. 100 also completed to add studies that were originally missed.
. 101 Study selection
. 102 Two reviewers (DJ and AA) independently evaluated studies. Third and fourth reviewers
. 103 (TE and EC) resolved any discrepancies for inclusion. After identifying the relevant studies
. 104 through abstract information, studies were included after full-text evaluation. Inclusion criteria
. 105 was any clinical study that used stem cells to treat osteoarthritis in humans. Outcome measures
. 106 varied amongst articles. These measures included safety analyzed by the nature of adverse
. 107 events, the Western Ontario and McMaster Universities Osteoarthritis Index (WOMAC), the
. 108 Visual Analogue Scale (VAS) for pain, radiographic MRI or X-ray scores, as well as several
. 109 others. Articles from any country were acceptable but limited to those published in the English
. 110 language. Exclusion criteria were articles that did not use MSCs to directly treat OA patients,
5
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
. 111 that were reviews, conference submissions/abstracts only or letters to the editor, that studied
. 112 stem cells in vitro, that studied isolated, focal chondral defects not associated with OA, and that
. 113 presented their research in a language other than English.
. 114 Data extraction and assessment of study quality
. 115 Authors (DJ and AA) independently extracted data using a template data extraction sheet,
. 116 with third and fourth researchers (TE and EC) serving as tiebreakers if consensus was not
. 117 achieved. Information gathered included study characteristics, patient demographics and
. 118 outcomes. Primary outcome was the improvement, or lack thereof, in the patients’ OA. Studies
. 119 were rated on methodological quality according to The JBJS Levels of Evidence rating
. 120 scale.39 Risk of bias assessment was completed to evaluate each study’s internal validity using
. 121 Cochrane’s Risk of Bias scale for randomized trials (RoB2.0)41 and Risk of Bias In Non-
. 122 randomised Studies – of Intervention (ROBINS-I) tool.42
. 123 Analysis
. 124 Because of overall study heterogeneity and lack of adequate control groups, a formal
. 125 statistical meta-analysis was attempted but not performed; however, pooled rates of several
. 126 collected measures were calculated with the available data using Microsoft Excel when
. 127 applicable.
. 128 Results
. 129 Literature Search
6
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
. 130 The initial search of the three databases yielded a total of 3,416 articles. Nine articles
. 131 were identified through other sources. Duplicates were removed and 3,172 articles remained. Of
. 132 these articles, 381 were selected as relevant to the application of stem cell therapy for OA
. 133 treatment. Of those articles, 61 were chosen to be discussed in this review due to their clinical
. 134 nature. The PRISMA flow diagram can be visualized in Figure 1. According to Marx, Wilson
. 135 and Swiontkowski (2015), five studies classified as level I evidence, nine as level II, seven as
. 136 level III, thirty-five as level IV, and five as level V.
. 137 Levels I-V (all clinical studies): Study Characteristics and Intervention Details
. 138 In total, the 61 studies enrolled 2,390 OA patients to be treated with MSC therapy. Table
. 139 1 gives an overview of study characteristics, while Table 213, 29, 30, 43-100 provides individual study
. 140 details organized by level of evidence. Of the total study population, 2,662 joints were treated
. 141 and 46% were female (N=1095). OA sites included knee (51 studies), hand (2 studies), ankle (3
. 142 studies), shoulder (1 study), hip (2 studies) or multiple joints (2 studies with knee, hip and ankle).
. 143 In the 61 clinical studies, MSC type varied between ADSCs (29 studies), BMSCs (30
. 144 studies), and PBSCs (3 studies), and allogeneic umbilical cord-derived MSCs (1 study), taking
. 145 into account that two studies used both ADSCs and BMSCs.64,89 Among these studies, the
. 146 processing and injected/implanted form also differed. ADSCs were either culture-expanded
. 147 (n=3), within SVF (n=24) or microfragmented adipose tissue (n=2). BMSCs were either culture-
. 148 expanded (n=18), within BMAC (n=10), or allogenic (n=2). Three studies used PBSCs and one
. 149 study used allogeneic umbilical cord-derived MSCs. Several adjuvants were injected/implanted
. 150 with the MSCs, including PRP (n=20), platelet lysate (n=8), and hyaluronic acid (n=10). The
. 151 median follow-up time was 12 months with a range of 3 to 84 months.
7
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
. 152 To better understand the quality of the literature pertaining to MSCs as OA therapy, the
. 153 fourteen Level I and Level II articles were analyzed further.
. 154 Levels I-II Only: Study Characteristics
. 155 Of the fourteen Level I and Level II evidence articles, 288 total patients were studied.
. 156 Sixty-three percent of these patients were female (n=181). Thirteen studies treated knee OA and
. 157 1 treated hand OA. Study characteristics of the Level I and II studies can be found in Table 2.
. 158 As depicted in Table 3, the RoB 2.0 and ROBINS-I risk of bias quality assessment yielded five
. 159 studies at low risk of bias, seven at moderate/some concerns risk, and two at high risk.
. 160 Levels I-II Only: Intervention Details
. 161 In the Levels I and II cohort, 288 patients received MSC therapy. MSC regimen varied; a
. 162 summary of the intervention details can be found in Table 4. Eight studies used BMSCs collected
. 163 from the iliac crest. Of these, four were culture-expanded, 2 were BMAC and 2 were allogeneic.
. 164 Five studies used ADSCs with four derived from abdominal fat and one from the buttocks. Of
. 165 these five studies, 3 were culture-expanded injecting a range of 2 x 106 to 100 x 106 ADSCs and
. 166 2 were from SVF injecting a magnitude of 107 SVF cells with one study estimating this as 4.11 x
. 167 106 ADSCs.88 Turajane, Chaveewanakown, Fongsarun, Aojanepong and Papadopoulos (2017)
. 168 was the only one of these studies to inject 3ml PBSCs containing a range of 1.095-1.276 x 106
. 169 total nucleated cells. This study employed three injections and compared groups that received
. 170 microdriling, PBSC, growth factor addition, and HA (group 1) versus PBSC, PRP, HA (group 2)
. 171 versus HA alone (group 3). The mean follow-up length of time for all studies was 14 ± 7 mo
. 172 (Range 6 to 24).107
8
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
. 173 Outcome Assessments
. 174 All 61 clinical studies reported some level of improvement of OA symptoms from
. 175 baseline in the MSC therapy group. Main findings of outcome assessments in level I and II
. 176 studies can be found in Table 5.13, 29, 30, 90-100 Although there was overlap between outcome
. 177 measures between included Level I and II articles, no meta-analysis was performed due to the
. 178 diversity of metrics and outcomes. The most common measures were VAS (n=10), WOMAC
. 179 (n=9), safety (n=6) and radiologic evidence (n=5).
. 180 Of the ten level I and II evidence studies that measured VAS for pain, patients in all of the
. 181 studies exhibited VAS score improvements.29, 30, 90-95, 97, 100 In four of these studies, VAS
. 182 improved compared to placebo.29, 30, 90, 94, 97 Lamo-Espinosa et al.90 found the high-dose BMSC-
. 183 treated patients’ VAS improved significantly (p<0.01) compared to placebo of HA alone. Garay-
. 184 Mendoza et al.29 found VAS improvements at 1 week (p=0.0003), 1 month (p<0.0001), and 6
. 185 months (p<0.0001). Notably, the BMSC-treated group VAS pain score (0.92 ± 1.29) was lower
. 186 compared to the daily acetaminophen placebo group (4.64 ± 2.43). Vega et al. 97 found BMSC-
. 187 treated patients demonstrated significant VAS improvement at 6 months, whereas placebo HA-
. 188 treated patients did not significantly improve until 12 months. Similarly, Koh et al.94 found that
. 189 both ADSC-treated patients and PRP-placebo patients improved their VAS scores at 6 and 12
. 190 months, but the ADSC-treated group demonstrated a greater VAS improvement (10.2 ± 5.7) than
. 191 the placebo group (16.2 ± 4.6). Additionally, Nguyen et al. 30 found the ADSC-treated group
. 192 (3.47 ± 0.74) improved significantly compared to the microfracture placebo group (2.08 ± 1.08).
. 193 The remaining studies measuring VAS exhibited improvement upon follow-up but the
. 194 improvement was either not statistically significant,92 not compared to the placebo,91 or there
9
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
. 195 was no placebo to compare to.93, 100 One study showed VAS improvement with MSC treatment
. 196 but no significance when compared to saline injection placebo (p>0.09).95
. 197 All level I and II studies that measured WOMAC also saw improvements upon follow-up.13, 29, 30,
. 198 90, 92, 93, 96, 97 Lamo-Espinosa et al.90 showed improved WOMAC scores in high-dose BMSC-
. 199 treated patients than in the HA placebo group (p<0.01). Garay-Mendoza et al.29 reported similar
. 200 improvement compared to acetaminophen placebo.Turajane et al.96 also found significantly
. 201 better WOMAC scores in PBSC-treated groups (WOMAC = 52 or 75) compared to the HA-
. 202 placebo group (WOMAC = 126.8) at 12 months (p<0.001). Two studies recorded improved
. 203 WOMAC scores, but not when compared to placebo groups,92, 97 and three studies exhibited
. 204 improved WOMAC but lacked a placebo to compare to.13, 30, 93 In one study, Garay-Mendoza et
. 205 al.29 demonstrated that BMSC treatment may lead to higher WOMAC scores (91.27 ± 9.45)
. 206 compared to acetaminophen placebo (72.35 ± 17.37).
. 207 Few serious adverse events were found in level I and II evidence studies that measured safety.13,
. 208 29, 90, 92, 97, 100 Four studies found no serious events as a consequence to MSC-treatment, but
. 209 patients noted mild pain and swelling post-treatment that was treated with ibuprofen.13, 29, 90, 97 Of
. 210 the 288 patients included in level I and II evidence studies, these two patients were the only two
. 211 with serious adverse events. Gupta et al.92 recorded only one therapy-related serious adverse
. 212 event of a a synovial effusion, which was managed with overnight observation. Pers et al.100
. 213 reported unstable angina in 1 patient with risk factors of hypertension and hyperlipidemia.
. 214 Radiologic measures were taken in five of the level I and II evidence studies with either MRI or
. 215 X-ray imaging.13, 90, 93, 94, 97 With X-ray, no change in joint space width90 or no difference in
. 216 femorotibial angle and weight bearing lines was noted.94 MRIs have also shown promising
10
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
. 217 outcomes with a decrease in joint damage in two studies13, 90 and a decreased poor cartilage
. 218 index (PCI) in another.97 There is, however, some question of sustainability of radiologic
. 219 outcomes. Jo et al (2017) found that although at 6 months cartilage defect size decreased and
. 220 cartilage volume increased, the change plateaued by the two-year follow-up.93
. 221 Other measures less commonly used are noted in table 5 including improvements in ICOAP,92, 95
. 222 joint flexion and extension measurements,90 need for surgical intervention,96 Lequesne score,97
. 223 SF-12/36 life quality questionnaire,97, 100 -100-to-+100 pain relief score,91 KSS,13, 93 KOOS,93, 94,
. 224 100 Lysholm score,30, 94, 99 Kanamiya grading,94 Modified Outerbridge classification,30 activity
. 225 level,95 HSS Knee Rating Scale,98 and second look arthroscopy and histology.98
. 226 Discussion
. 227 Stem cell therapy appears to alleviate the symptoms of osteoarthritis and potentially halt
. 228 cartilage damage. Although studies detailing the therapeutic effect of MSCs in osteoarthritic
. 229 patients are limited in number and quality, the majority of available literature has reported
. 230 positive results. The studies, however, are inconsistent in their methodology and few studies are
. 231 levels I or II evidence. Over half (57%) of evidence available is level IV evidence which consists
. 232 of therapeutic case series without comparative groups.39 Nonetheless, analysis of the articles’
. 233 results suggest an association between MSC therapy and OA symptomatic and radiologic
. 234 improvement. There has been some conflicting evidence, however, in the longterm maintenance
. 235 of positive results. In a two-year follow-up, Jo et al.79 found that although WOMAC, VAS, KSS
. 236 and KOOS improved from baseline, these scores plateaued or decreased after one year. To the
. 237 contrary, Nguyen et al. 44 looked at WOMAC, Lysholm score, and VAS and found that both
. 238 treatment and placebo groups significantly improved from baseline (p<0.05), but it was not until
11
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
. 239 18 months that the treated group had significantly improved scores compared to placebo
. 240 (p<0.05). This supports the need for studies that assess longer term clinical outcomes in order to
. 241 better understand the intervention’s sustainability. This also draws attention to the need for
. 242 protocol consistency since it is difficult to formulate conclusions from these longterm studies
. 243 when different forms of MSC administration are used, as demonstrated by these examples,
. 244 respectively.44, 79
. 245 MSC therapy caused few adverse effects in studies that investigated treatment safety.
. 246 Two serious adverse events were recorded in the levels I and II evidence including a synovial
. 247 effusion requiring overnight observation92 and unstable angina in a patient with multiple risk
. 248 factors three months after injection.92 Other adverse events recorded included pain and swelling.
. 249 Vega et al.97 found 50-60% of all patients, both treatment and control group, experienced
. 250 inflammation and swelling post-injection procedure. This highlights the possibility of adverse
. 251 events being due to injections in general, versus the stem cells themselves. As previously
. 252 mentioned, this is supported by systematic reviews for the safety of therapeutic uses of
. 253 mesenchymal stem cells. The most common adverse events noted in these studies have been pain
. 254 and swelling15, 16 with several studies rejecting a previous concern for increased tumor risk.16, 76,
85
. 256 The methodology of the included studies was widely variable. This suggests that studies
. 257 have not been replicated to validate results, which limited our ability to conduct meta-analysis.
. 258 There is no consensus as to which MSC type is most effective at treating OA. More recently,
. 259 one-step preparation of MSC-containing product including SVF, BMAC or microfragmented
. 260 adipose tissue adds to this variability. Even within the levels I and II evidence articles, there was
. 261 no dominant stem cell type; the research spanned ADSCs (5 study), BMSCs (8 studies), and
255
12
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
. 262 PBSCs (1 study), and, within each MSC type, procedural variability remains. Amongst the
. 263 levels I and II evidence, three studies used radiographic guidance,91, 95, 100one used arthroscopic
. 264 guidance,88 one was implanted in an open procedure,98 while nine reported neither. Three
. 265 studies96, 98, 99 were completed in conjunction with a surgical procedure. There is also variability
. 266 in adjuvants, but the most common used are PRP (n=20), platelet lysate (n=8), and hyaluronic
. 267 acid (n=10).
. 268 Besides the lack of consistent methodologies, this study elucidates the scarcity of quality
. 269 evidence. The majority (57%) of included clinical studies were level IV case series, an additional
. 270 11% were level III retrospective cohort studies and 8% were level V single patient case reports.
. 271 Furthermore, risk of bias is a concern amongst the level II evidence articles (15% of included
. 272 studies), with all at moderate/some concerns or high risk of bias, indicating the potential for
. 273 underestimation or overestimation of results. These data demonstrate the need for higher quality
. 274 evidence regarding MSC treatment for OA. The literature needs more level II prospective cohort
. 275 studies designed to minimize risk of bias and, importantly, more level I randomized controlled
. 276 trials to effectively evaluate the MSC treatment. All current level I evidence articles were
. 277 categorized as low risk of bias, which is promising for future publication of well-designed
. 278 studies, though consensus must still be reached on proper methodology.
. 279 There are several limitations to this study. Many studies in foreign languages were
. 280 excluded due to our inability to analyze them. Another limitation lies in our choice of evidence
. 281 levels and risk of bias. Marx, Wilson, Swiontkowski (2015) allows authors to use their
. 282 professional judgment to grade levels of evidence,39as do the tools for assessing risk of bias.59, 60
. 283 Thus, there is flexibility in selecting levels of evidence and risk of bias, though the authors
. 284 collaborated to arrive at conclusions. Additionally, we recognize the need for consistency
13
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
. 285 between studies, including but not limited to MSC type/implanted or injected material, number
. 286 of cells injected/implanted, use of biologic adjuvants and outcome measures. With this, we also
. 287 recognize that the reported outcome measures exist without a true understanding of the
. 288 mechnanism of action of MSCs. This makes it difficult for us to truly understand results. For
. 289 example, after finding improvement in treatment groups using each patient’s contralateral knee
. 290 as a control, Shapiro et al.105 speculated several explanations for their results including the
. 291 possibility of systemically mediated effects of BMAC, paracrine signaling mechanisms,
. 292 chondrogenic potential and even the interaction of other cells in the concentrate. The answer was
. 293 not found and needs further study. We are therefore unable to propose guidelines of stem cell
. 294 therapy extraction and injection methods based on the available evidence. Lastly, we recognize
. 295 that active stem cell therapy clinical trials found through clinicaltrials.gov were not included in
. 296 our analysis of the literature. Mamidi et al.101 reviewed the obstacles faced by clinical trials and
. 297 found 40 clinical trials registered in 19 different countries. These studies will hopefully be a
. 298 source of new and more reliable evidence.
. 299 The Food and Drug Administration (FDA) regulates the use of adult stem cells. In 2006,
. 300 the FDA adopted 21 CFR 1271, which modified its jurisdiction over human cells and tissues to
. 301 include any “transfer into a human recipient.” 102 Previously, the code was specified transfer
. 302 “into another human,” excluding autologous cells.103, 104 Since then, cells that are more than
. 303 “minimally manipulated,” even if they are intended for autologous use, are subject to similar
. 304 regulations as manufactured drugs.103, 104 Therefore, higher quality evidence is not only needed to
. 305 convince physicians, but the FDA as well, of the safety and efficacy of MSCs. High level,
. 306 quality evidence for MSC therapy would allow the FDA and physicians to more confidently
14
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
. 307 provide patients with alternative, minimally invasive treatment options that may significantly
. 308 slow disease progression.
. 309 The need to further investigate MSC therapy for OA comes from the quality of the
. 310 existing treatment options. OA treatment thus far relies on conservative management and
. 311 invasive joint replacement surgeries.5-8 Stem cell therapy is a rapidly evolving treatment for
. 312 osteoarthritis that has been used despite proper evidence to support its application. Few high
. 313 level of evidence articles have been published with respect to this matter. Although MSC safety
. 314 has been shown, the literature has no cohesive picture regarding the proper collection and
. 315 administration of stem cells. We have reported a general link between MSC therapy and OA
. 316 symptomatic improvement , but the data is limited by study quality. A well-designed randomized
. 317 controlled trial with reproducible methodology is needed to further evaluate how different
. 318 derivatives of MSCs such as BMSCs, ASCs, and PBSCs affect OA as well as MSC-containing
. 319 products such as SVF or BMAC.
. 320 Acknowledgements:
. 321 The authors would like to thank Richard McGowan and Joseph Nicholson for their
. 322 assistance in the collection of relevant articles and David Gothard, MS for his help with
. 323 statistical analysis.
. 324 Contributions:
. 325 David S. Jevotovsky, BA: This author was responsible for the design of the study as well as
. 326 acquisition, analysis and interpretation of data. He drafted, revised, and was part of the final
. 327 approval process.
15
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
. 328 Allyson R. Alfonso, BS, BA: This author was responsible for the conception of the study,
. 329 elaboration of study design, acquisition of data, analysis and interpretation of the data. She
. 330 revised the article and was part of the final approval process.
. 331 Thomas A Einhorn, MD: This author was part of the conception and design of the study. He
. 332 helped revise the article for important intellectual content and was part of the final approval
. 333 process.
. 334 Ernest S. Chiu, MD: This author is the principal investigator for this work. He was responsible
. 335 for design of study as well as analysis and interpretation of data. He also contributed to revision
. 336 of the manuscript and final approval.
. 337 Role of the funding source:
. 338 The authors have no funding source to declare. No other parties other than those listed as authors
. 339 or under acknowledgements influenced the study design, collection, analysis and interpretation
. 340 of data, writing of manuscript, or decision to submit the manuscript for publication.
. 341 Competing Interest Statement:
. 342 Dr. Einhorn reports personal fees from Agnovos, personal fees from Pluristem, personal fees
. 343 from Harvest Technologies, outside the submitted work. In addition, Dr. Einhorn has a patent
. 344 MyDigitalRx pending and is an investor with HealthpointCapital, a private equity firm in the
. 345 orthopaedic space. The other authors have no conflicts of interests to report.
. 346 References
16
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
. 347 1. Arden N, Nevitt MC. Osteoarthritis: epidemiology. Best practice & research Clinical
. 348 rheumatology. 2006 Feb;20(1):3-25.
. 349 2. Neogi T, Zhang Y. Epidemiology of osteoarthritis. Rheumatic diseases clinics of North
. 350 America. 2013 Feb;39(1):1-19.
. 351 3. Cross M, Smith E, Hoy D, Nolte S, Ackerman I, Fransen M, et al. The global burden of
. 352 hip and knee osteoarthritis: estimates from the global burden of disease 2010 study. Ann Rheum
. 353 Dis. 2014 Jul;73(7):1323-30.
. 354 4. Sokolove J, Lepus CM. Role of inflammation in the pathogenesis of osteoarthritis: latest
. 355 findings and interpretations. Therapeutic advances in musculoskeletal disease. 2013 Apr;5(2):77-
. 356 94.
. 357 5. Conaghan PG, Dickson J, Grant RL. Care and management of osteoarthritis in adults:
. 358 summary of NICE guidance. BMJ (Clinical research ed). 2008 Mar 01;336(7642):502-3.
. 359 6. McAlindon TE, Bannuru RR, Sullivan MC, Arden NK, Berenbaum F, Bierma-Zeinstra
. 360 SM, et al. OARSI guidelines for the non-surgical management of knee osteoarthritis.
. 361 Osteoarthritis and cartilage / OARS, Osteoarthritis Research Society. 2014 Mar;22(3):363-88.
. 362 7. Nelson AE, Allen KD, Golightly YM, Goode AP, Jordan JM. A systematic review of
. 363 recommendations and guidelines for the management of osteoarthritis: The chronic osteoarthritis
. 364 management initiative of the U.S. bone and joint initiative. Seminars in arthritis and rheumatism.
. 365 2014 Jun;43(6):701-12.
. 366 8. Zhang W, Nuki G, Moskowitz RW, Abramson S, Altman RD, Arden NK, et al. OARSI
. 367 recommendations for the management of hip and knee osteoarthritis: part III: Changes in
. 368 evidence following systematic cumulative update of research published through January 2009.
. 369 Osteoarthritis and cartilage / OARS, Osteoarthritis Research Society. 2010 Apr;18(4):476-99.
17
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
. 370 9. Jonsson H, Olafsdottir S, Sigurdardottir S, Aspelund T, Eiriksdottir G, Sigurdsson S, et
. 371 al. Incidence and prevalence of total joint replacements due to osteoarthritis in the elderly: risk
. 372 factors and factors associated with late life prevalence in the AGES-Reykjavik Study. BMC
. 373 musculoskeletal disorders. 2016 Jan 12;17:14.
. 374 10. Patel S, Dhillon MS, Aggarwal S, Marwaha N, Jain A. Treatment with platelet-rich
. 375 plasma is more effective than placebo for knee osteoarthritis: a prospective, double-blind,
. 376 randomized trial. The American journal of sports medicine. 2013 Feb;41(2):356-64.
. 377 11. Rabago D, Patterson JJ, Mundt M, Kijowski R, Grettie J, Segal NA, et al. Dextrose
. 378 prolotherapy for knee osteoarthritis: a randomized controlled trial. Annals of family medicine.
. 379 2013 May-Jun;11(3):229-37.
. 380 12. Wang CT, Lin J, Chang CJ, Lin YT, Hou SM. Therapeutic effects of hyaluronic acid on
. 381 osteoarthritis of the knee. A meta-analysis of randomized controlled trials. The Journal of bone
. 382 and joint surgery American volume. 2004 Mar;86-a(3):538-45.
. 383 13. Jo CH, Lee YG, Shin WH, Kim H, Chai JW, Jeong EC, et al. Intra-articular injection of
. 384 mesenchymal stem cells for the treatment of osteoarthritis of the knee: a proof-of-concept
. 385 clinical trial. Stem cells (Dayton, Ohio). 2014 May;32(5):1254-66.
. 386 14. Diekman BO, Guilak F. Stem cell-based therapies for osteoarthritis: challenges and
. 387 opportunities. Current opinion in rheumatology. 2013 Jan;25(1):119-26.
. 388 15. Peeters CM, Leijs MJ, Reijman M, van Osch GJ, Bos PK. Safety of intra-articular cell-
. 389 therapy with culture-expanded stem cells in humans: a systematic literature review.
. 390 Osteoarthritis and cartilage / OARS, Osteoarthritis Research Society. 2013 Oct;21(10):1465-73.
. 391 16. Centeno CJ, Al-Sayegh H, Freeman MD, Smith J, Murrell WD, Bubnov R. A multi-
. 392 center analysis of adverse events among two thousand, three hundred and seventy two adult
18
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
. 393 patients undergoing adult autologous stem cell therapy for orthopaedic conditions. International
. 394 orthopaedics. 2016 Aug;40(8):1755-65.
. 395 17. Dominici M, Le Blanc K, Mueller I, Slaper-Cortenbach I, Marini F, Krause D, et al.
. 396 Minimal criteria for defining multipotent mesenchymal stromal cells. The International Society
. 397 for Cellular Therapy position statement. Cytotherapy. 2006;8(4):315-7.
. 398 18. Rodriguez-Fontan F, Piuzzi, N. S., Chahla, J., Payne, K. A., LaPrade, R. F., Muschler, G.
. 399 F., & Pascual-Garrido, C. Stem and Progenitor Cells for Cartilage Repair: Source, Safety,
. 400 Evidence, and Efficacy. Operative Techniques in Sports Medicine. 2017;25(1):25-33.
. 401 19. Caplan AI. Mesenchymal Stem Cells: Time to Change the Name! Stem cells translational
. 402 medicine. 2017 Jun;6(6):1445-51.
. 403 20. Caplan AI. Why are MSCs therapeutic? New data: new insight. The Journal of pathology.
. 404 2009 Jan;217(2):318-24.
. 405 21. Freitag J, Bates D, Boyd R, Shah K, Barnard A, Huguenin L, et al. Mesenchymal stem
. 406 cell therapy in the treatment of osteoarthritis: reparative pathways, safety and efficacy – a review.
. 407 BMC musculoskeletal disorders. 2016 May 26;17:230.
. 408 22. Filardo G, Madry H, Jelic M, Roffi A, Cucchiarini M, Kon E. Mesenchymal stem cells
. 409 for the treatment of cartilage lesions: from preclinical findings to clinical application in
. 410 orthopaedics. Knee surgery, sports traumatology, arthroscopy : official journal of the ESSKA.
. 411 2013 Aug;21(8):1717-29.
. 412 23. Emadedin M, Aghdami N, Taghiyar L, Fazeli R, Moghadasali R, Jahangir S, et al. Intra-
. 413 articular injection of autologous mesenchymal stem cells in six patients with knee osteoarthritis.
. 414 Archives of Iranian medicine. 2012 Jul;15(7):422-8.
19
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
. 415 24. De Ugarte DA, Morizono K, Elbarbary A, Alfonso Z, Zuk PA, Zhu M, et al. Comparison
. 416 of multi-lineage cells from human adipose tissue and bone marrow. Cells, tissues, organs.
. 417 2003;174(3):101-9.
. 418 25. Zuk PA, Zhu M, Ashjian P, De Ugarte DA, Huang JI, Mizuno H, et al. Human adipose
. 419 tissue is a source of multipotent stem cells. Molecular biology of the cell. 2002 Dec;13(12):4279-
. 420 95.
. 421 26. Kim YS, Choi YJ, Koh YG. Mesenchymal stem cell implantation in knee osteoarthritis:
. 422 an assessment of the factors influencing clinical outcomes. The American journal of sports
. 423 medicine. 2015 Sep;43(9):2293-301.
. 424 27. Al-Nbaheen M, Vishnubalaji R, Ali D, Bouslimi A, Al-Jassir F, Megges M, et al. Human
. 425 stromal (mesenchymal) stem cells from bone marrow, adipose tissue and skin exhibit differences
. 426 in molecular phenotype and differentiation potential. Stem cell reviews. 2013 Feb;9(1):32-43.
. 427 28. Al Faqeh H, Nor Hamdan BM, Chen HC, Aminuddin BS, Ruszymah BH. The potential
. 428 of intra-articular injection of chondrogenic-induced bone marrow stem cells to retard the
. 429 progression of osteoarthritis in a sheep model. Experimental gerontology. 2012 Jun;47(6):458-
. 430 64.
. 431 29. Garay-Mendoza D, Villarreal-Martinez L, Garza-Bedolla A, Perez-Garza DM, Acosta-
. 432 Olivo C, Vilchez-Cavazos F, et al. The effect of intra-articular injection of autologous bone
. 433 marrow stem cells on pain and knee function in patients with osteoarthritis. International journal
. 434 of rheumatic diseases. 2017 Jul 27.
. 435 30. Nguyen PD, Tran TD, Nguyen HT, Vu HT, Le PT, Phan NL, et al. Comparative Clinical
. 436 Observation of Arthroscopic Microfracture in the Presence and Absence of a Stromal Vascular
. 437 Fraction Injection for Osteoarthritis. Stem cells translational medicine. 2017 Jan;6(1):187-95.
20
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
. 438 31. Sakaguchi Y, Sekiya I, Yagishita K, Muneta T. Comparison of human stem cells derived
. 439 from various mesenchymal tissues: superiority of synovium as a cell source. Arthritis and
. 440 rheumatism. 2005 Aug;52(8):2521-9.
. 441 32. Turajane T, Chaweewannakorn U, Larbpaiboonpong V, Aojanepong J, Thitiset T,
. 442 Honsawek S, et al. Combination of intra-articular autologous activated peripheral blood stem
. 443 cells with growth factor addition/ preservation and hyaluronic acid in conjunction with
. 444 arthroscopic microdrilling mesenchymal cell stimulation Improves quality of life and regenerates
. 445 articular cartilage in early osteoarthritic knee disease. Journal of the Medical Association of
. 446 Thailand = Chotmaihet thangphaet. 2013 May;96(5):580-8.
. 447 33. Hopper N, Wardale J, Brooks R, Power J, Rushton N, Henson F. Peripheral Blood
. 448 Mononuclear Cells Enhance Cartilage Repair in in vivo Osteochondral Defect Model. PloS one.
. 449 2015;10(8):e0133937.
. 450 34. Saw KY, Anz A, Merican S, Tay YG, Ragavanaidu K, Jee CS, et al. Articular cartilage
. 451 regeneration with autologous peripheral blood progenitor cells and hyaluronic acid after
. 452 arthroscopic subchondral drilling: a report of 5 cases with histology. Arthroscopy : the journal of
. 453 arthroscopic & related surgery : official publication of the Arthroscopy Association of North
. 454 America and the International Arthroscopy Association. 2011 Apr;27(4):493-506.
. 455 35. Baer PC, Geiger H. Adipose-derived mesenchymal stromal/stem cells: tissue localization,
. 456 characterization, and heterogeneity. Stem cells international. 2012;2012:812693.
. 457 36. Pak J, Lee JH, Park KS, Park M, Kang LW, Lee SH. Current use of autologous adipose
. 458 tissue-derived stromal vascular fraction cells for orthopedic applications. Journal of biomedical
. 459 science. 2017 Jan 31;24(1):9.
21
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
. 460 37. Cotter EJ, Wang KC, Yanke AB, Chubinskaya S. Bone Marrow Aspirate Concentrate for
. 461 Cartilage Defects of the Knee: From Bench to Bedside Evidence. Cartilage. 2017 Nov
. 462 1:1947603517741169.
. 463 38. Tremolada C, Colombo V, Ventura C. Adipose Tissue and Mesenchymal Stem Cells:
. 464 State of the Art and Lipogems(R) Technology Development. Current stem cell reports.
. 465 2016;2:304-12.
. 466 39. Marx RG, Wilson SM, Swiontkowski MF. Updating the assignment of levels of
. 467 evidence. The Journal of bone and joint surgery American volume. 2015 Jan 07;97(1):1-2.
. 468 40. Moher D, Liberati A, Tetzlaff J, Altman DG. Preferred reporting items for systematic
. 469 reviews and meta-analyses: the PRISMA statement. PLoS medicine. 2009 Jul 21;6(7):e1000097.
. 470 41. Higgins J, Sterne JAC, Savović J, Page MJ, Hróbjartsson A, Boutron I, Reeves B,
. 471 Eldridge S. A revised tool for assessing risk of bias in randomized trials In: Chandler J,
. 472 McKenzie J, Boutron I, Welch V (editors). Cochrane Methods. Cochrane Database of Systematic
. 473 Reviews 2016, Issue 10 (Suppl 1). dx.doi.org/10.1002/14651858.CD201601. .
. 474 42. Jonathan AC Sterne, Miguel A Hernán, Barnaby C Reeves, Jelena Savović, Nancy D
. 475 Berkman, Meera Viswanathan, et al. ROBINS-I: a tool for assessing risk of bias in non-
. 476 randomised
. 477 studies of interventions. British Medical Journal. 2016;355(4919):1-7.
. 478 43. Ahmad KA, Ibrahim YA, Saber NZ, Darwish BA. MR cartilage imaging in assessment of
. 479 the regenerative power of autologous peripheral blood stem cell injection in knee osteoarthritis.
. 480 Egyptian Journal of Radiology and Nuclear Medicine. 2014 September;45(3):787-94.
22
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
. 481 44. Bansal H, Comella K, Leon J, Verma P, Agrawal D, Koka P, et al. Intra-articular
. 482 injection in the knee of adipose derived stromal cells (stromal vascular fraction) and platelet rich
. 483 plasma for osteoarthritis. Journal of translational medicine. 2017;15 (1) (no pagination)(141).
. 484 45. Buda R, Castagnini F, Cavallo M, Ramponi L, Vannini F, Giannini S. “One-step” bone
. 485 marrow-derived cells transplantation and joint debridement for osteochondral lesions of the talus
. 486 in ankle osteoarthritis: clinical and radiological outcomes at 36 months. Archives of orthopaedic
. 487 and trauma surgery. 2016;136(1):107-16.
. 488 46. Centeno C, Pitts J, Al-Sayegh H, Freeman M. Efficacy of autologous bone marrow
. 489 concentrate for knee osteoarthritis with and without adipose graft. BioMed research
. 490 international. 2014;2014:370621.
. 491 47. Centeno CJ, Al-Sayegh H, Bashir J, Goodyear S, Freeman MD. A prospective multi-site
. 492 registry study of a specific protocol of autologous bone marrow concentrate for the treatment of
. 493 shoulder rotator cuff tears and osteoarthritis. Journal of pain research. 2015;8:269-76.
. 494 48. Centeno CJ, Al-Sayegh H, Bashir J, Goodyear S, Freeman MD. A dose response analysis
. 495 of a specific bone marrow concentrate treatment protocol for knee osteoarthritis. BMC
. 496 musculoskeletal disorders. 2015 Sep 18;16:258.
. 497 49. Centeno CJ, Busse D, Kisiday J, Keohan C, Freeman M. Increased knee cartilage volume
. 498 in degenerative joint disease using percutaneously implanted, autologous mesenchymal stem
. 499 cells, platelet lysate and dexamethasone. American Journal of Case Reports. 2008;9:246-51.
. 500 50. Centeno CJ, Busse D, Kisiday J, Keohan C, Freeman M, Karli D. Regeneration of
. 501 meniscus cartilage in a knee treated with percutaneously implanted autologous mesenchymal
. 502 stem cells. Medical Hypotheses. 2008;71(6):900-8.
23
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
. 503 51. Centeno CJ, Busse D, Kisiday J, Keohan C, Freeman M, Karli D. Increased knee
. 504 cartilage volume in degenerative joint disease using percutaneously implanted, autologous
. 505 mesenchymal stem cells. Pain physician. 2008 May-Jun;11(3):343-53.
. 506 52. Centeno CJ, Schultz JR, Cheever M, Freeman M, Faulkner S, Robinson B, et al. Safety
. 507 and complications reporting update on the re-implantation of culture-expanded mesenchymal
. 508 stem cells using autologous platelet lysate technique. Current stem cell research & therapy. 2011
. 509 Dec;6(4):368-78.
. 510 53. Davatchi F, Abdollahi BS, Mohyeddin M, Shahram F, Nikbin B. Mesenchymal stem cell
. 511 therapy for knee osteoarthritis. Preliminary report of four patients. International journal of
. 512 rheumatic diseases. 2011;14(2):211-5.
. 513 54. Davatchi F, Sadeghi Abdollahi B, Mohyeddin M, Nikbin B. Mesenchymal stem cell
. 514 therapy for knee osteoarthritis: 5 years follow-up of three patients. International journal of
. 515 rheumatic diseases. 2016;19(3):219-25.
. 516 55. Emadedin M, Aghdami N, Taghiyar L, Fazeli R, Moghadasali R, Jahangir S, et al. Intra-
. 517 articular injection of autologous mesenchymal stem cells in six patients with knee osteoarthritis.
. 518 2012;15(7):422-8.
. 519 56. Emadedin M, Ghorbani Liastani M, Fazeli R, Mohseni F, Moghadasali R, Mardpour S, et
. 520 al. Long-Term Follow-up of Intra-articular Injection of Autologous Mesenchymal Stem Cells in
. 521 Patients with Knee, Ankle, or Hip Osteoarthritis. 2015;18(6):336-44.
. 522 57. Fodor PB, Paulseth SG. Adipose Derived Stromal Cell (ADSC) Injections for Pain
. 523 Management of Osteoarthritis in the Human Knee Joint. Aesthetic surgery journal. 2016
. 524 Feb;36(2):229-36.
24
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
. 525 58. Gibbs N, Diamond R, Sekyere EO, Thomas WD. Management of knee osteoarthritis by
. 526 combined stromal vascular fraction cell therapy, platelet-rich plasma, and musculoskeletal
. 527 exercises: a case series. Journal of pain research. 2015;8:799-806.
. 528 59. Hudetz D, Boric I, Rod E, Jelec Z, Radic A, Vrdoljak T, et al. The Effect of Intra-
. 529 articular Injection of Autologous Microfragmented Fat Tissue on Proteoglycan Synthesis in
. 530 Patients with Knee Osteoarthritis. Genes (Basel). 2017;8(10).
. 531 60. Kim YS, Choi YJ, Koh YG. Mesenchymal stem cell implantation in knee osteoarthritis:
. 532 an assessment of the factors influencing clinical outcomes. The American journal of sports
. 533 medicine. 2015;43(9):2293-301.
. 534 61. Kim YS, Choi YJ, Lee SW, Kwon OR, Suh DS, Heo DB, et al. Assessment of clinical
. 535 and MRI outcomes after mesenchymal stem cell implantation in patients with knee osteoarthritis:
. 536 A prospective study. Osteoarthritis and Cartilage. 2016;24(2):237-45.
. 537 62. Kim YS, Choi YJ, Suh DS, Heo DB, Kim YI, Ryu J-S, et al. Mesenchymal Stem Cell
. 538 Implantation in Osteoarthritic Knees: Is Fibrin Glue Effective as a Scaffold? American Journal
. 539 of Sports Medicine. 2015;43(1):176-85.
. 540 63. Kim YS, Koh YG. Injection of Mesenchymal Stem Cells as a Supplementary Strategy of
. 541 Marrow Stimulation Improves Cartilage Regeneration after Lateral Sliding Calcaneal Osteotomy
. 542 for Varus Ankle Osteoarthritis: Clinical and Second-Look Arthroscopic Results. Arthroscopy –
. 543 Journal of Arthroscopic and Related Surgery. 2016;32(5):878-89.
. 544 64. Kim YS, Kwon OR, Choi YJ, Suh DS, Heo DB, Koh YG. Comparative Matched-Pair
. 545 Analysis of the Injection Versus Implantation of Mesenchymal Stem Cells for Knee
. 546 Osteoarthritis. The American journal of sports medicine. 2015;43(11):2738-46.
25
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
. 547 65. Kim YS, Lee M, Koh YG. Additional mesenchymal stem cell injection improves the
. 548 outcomes of marrow stimulation combined with supramalleolar osteotomy in varus ankle
. 549 osteoarthritis: short-term clinical results with second-look arthroscopic evaluation. Journal of
. 550 experimental orthopaedics. 2016;3 (1) (no pagination)(12).
. 551 66. Koh Y-G, Choi Y-J, Kwon S-K, Kim Y-S, Yeo J-E. Clinical results and second-look
. 552 arthroscopic findings after treatment with adipose-derived stem cells for knee osteoarthritis.
. 553 Knee Surgery, Sports Traumatology, Arthroscopy. 2015;23(5):1308-16.
. 554 67. Koh Y-G, Jo S-B, Kwon O-R, Suh D-S, Lee S-W, Park S-H, et al. Mesenchymal stem
. 555 cell injections improve symptoms of knee osteoarthritis. Arthroscopy: The Journal of
. 556 Arthroscopy & Related Surgery. 2013;29(4):748-55.
. 557 68. Koh YG, Choi YJ. Infrapatellar fat pad-derived mesenchymal stem cell therapy for knee
. 558 osteoarthritis. The Knee. 2012 Dec;19(6):902-7.
. 559 69. Koh YG, Choi YJ, Kwon OR, Kim YS. Second-Look Arthroscopic Evaluation of
. 560 Cartilage Lesions After Mesenchymal Stem Cell Implantation in Osteoarthritic Knees. The
. 561 American journal of sports medicine. 2014;42(7):1628-37.
. 562 70. Mardones R, Jofre CM, Tobar L, Minguell JJ. Mesenchymal stem cell therapy in the
. 563 treatment of hip osteoarthritis. J Hip Preserv Surg. 2017;4(2):159-63.
. 564 71. Mehrabani D, Mojtahed Jaberi F, Zakerinia M, Hadianfard MJ, Jalli R, Tanideh N, et al.
. 565 The Healing Effect of Bone Marrow-Derived Stem Cells in Knee Osteoarthritis: A Case Report.
. 566 World J Plast Surg. 2016;5(2):168-74.
. 567 72. Murphy MP, Buckley C, Sugrue C, Carr E, O’Reilly A, O’Neill S, et al. ASCOT:
. 568 Autologous Bone Marrow Stem Cell Use for Osteoarthritis of the Thumb-First Carpometacarpal
. 569 Joint. Plast Reconstr Surg Glob Open. 2017;5(9):e1486.
26
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
. 570 73. Orozco L, Munar A, Soler R, Alberca M, Soler F, Huguet M, et al. Treatment of knee
. 571 osteoarthritis with autologous mesenchymal stem cells: a pilot study. Transplantation. 2013 Jun
. 572 27;95(12):1535-41.
. 573 74. Orozco L, Munar A, Soler R, Alberca M, Soler F, Huguet M, et al. Treatment of knee
. 574 osteoarthritis with autologous mesenchymal stem cells: Two-year follow-up results.
. 575 Transplantation. 2014;97(11):e66-e8.
. 576 75. Pak J. Regeneration of human bones in hip osteonecrosis and human cartilage in knee
. 577 osteoarthritis with autologous adipose-tissue-derived stem cells: A case series. Journal of
. 578 Medical Case Reports. 2011;5 (no pagination)(296).
. 579 76. Pak J, Chang JJ, Lee JH, Lee SH. Safety reporting on implantation of autologous adipose
. 580 tissue-derived stem cells with platelet-rich plasma into human articular joints. BMC
. 581 musculoskeletal disorders. 2013 Dec 1;14:337.
. 582 77. Pak J, Lee JH, Park KS, Jeong BC, Lee SH. Regeneration of cartilage in human knee
. 583 osteoarthritis with autologous adipose tissue-derived stem cells and autologous extracellular
. 584 matrix. BioResearch Open Access. 2016;5(1):192-200.
. 585 78. Pak J, Lee JH, Park KS, Lee SH. Efficacy of autologous adipose tissue-derived stem cells
. 586 with extracellular matrix and hyaluronic acid on human hip osteoarthritis. Biomedical Research
. 587 (India). 2017;28(4):1654-8.
. 588 79. Park YB, Ha CW, Lee CH, Yoon YC, Park YG. Cartilage regeneration in osteoarthritic
. 589 patients by a composite of allogeneic umbilical cord blood-derived mesenchymal stem cells and
. 590 hyaluronate hydrogel: Results from a clinical trial for safety and proof-of-concept with 7 years of
. 591 extended follow-up. Stem cells translational medicine. 2017;6(2):613-21.
27
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
. 592 80. Pintat J, Silvestre A, Magalon G, Gadeau AP, Pesquer L, Perozziello A, et al. Intra-
. 593 articular Injection of Mesenchymal Stem Cells and Platelet-Rich Plasma to Treat Patellofemoral
. 594 Osteoarthritis: Preliminary Results of a Long-Term Pilot Study. Journal of Vascular and
. 595 Interventional Radiology. 2017;28(12):1708-13.
. 596 81. Russo A, Condello V, Madonna V, Guerriero M, Zorzi C. Autologous and micro-
. 597 fragmented adipose tissue for the treatment of diffuse degenerative knee osteoarthritis. Journal of
. 598 experimental orthopaedics. 2017;4 (1) (no pagination)(33).
. 599 82. Soler R, Orozco L, Munar A, Huguet M, Lopez R, Vives J, et al. Final results of a phase
. 600 I-II trial using ex vivo expanded autologous Mesenchymal Stromal Cells for the treatment of
. 601 osteoarthritis of the knee confirming safety and suggesting cartilage regeneration. The Knee.
. 602 2016;23(4):647-54.
. 603 83. Turajane T, Chaweewannakorn U, Larbpaiboonpong V, Aojanepong J, Thitiset T,
. 604 Honsawek S, et al. Combination of intra-articular autologous activated peripheral blood stem
. 605 cells with growth factor addition/ preservation and hyaluronic acid in conjunction with
. 606 arthroscopic microdrilling mesenchymal cell stimulation Improves quality of life and regenerates
. 607 articular cartilage in early osteoarthritic knee disease. Journal of the Medical Association of
. 608 Thailand = Chotmaihet thangphaet. 2013;96(5):580-8.
. 609 84. Varma HS, Dadarya B, Vidyarthi A. The new avenues in the management of osteo-
. 610 arthritis of knee – Stem cells. Journal of the Indian Medical Association. 2010;108(9):583-5.
. 611 85. Wakitani S, Okabe T, Horibe S, Mitsuoka T, Saito M, Koyama T, et al. Safety of
. 612 autologous bone marrow-derived mesenchymal stem cell transplantation for cartilage repair in
. 613 41 patients with 45 joints followed for up to 11 years and 5 months. Journal of tissue engineering
. 614 and regenerative medicine. 2011 Feb;5(2):146-50.
28
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
. 615 86. Wei N, Beard S, Delauter S, Bitner C, Gillis R, Rau L, et al. Guided mesenchymal stem
. 616 cell layering technique for treatment of osteoarthritis of the knee. Journal of Applied Research.
. 617 2011;11(1):44-8.
. 618 87. Yokota N, Yamakawa M, Shirata T, Kimura T, Kaneshima H. Clinical results following
. 619 intra-articular injection of adipose-derived stromal vascular fraction cells in patients with
. 620 osteoarthritis of the knee. Regenerative Therapy. 2017;6:108-12.
. 621 88. Bui K, Duong, T., Nguyen, N., Nguyen, T., Le, V., Mai, V., Phan, N., Le, D., Phan, N.,
. 622 & Pham, P. . Symptomatic knee osteoarthritis treatment using autologous adipose derived stem
. 623 cells and platelet rich plasma: a clinical study. Biomedical Research And Therapy. 2014;1(1):2-
. 624 8.
. 625 89. Oliver K, Bayes M, Crane, D, Pathikonda C. Clinical Outcome of Bone Marrow
. 626 Concentrate in Knee Osteoarthritis. Journal of Prolotherapy. 2015;7:937-46.
. 627 90. Lamo-Espinosa JM, Mora G, Blanco JF, Granero-Molto F, Nunez-Cordoba JM, Sanchez-
. 628 Echenique C, et al. Intra-articular injection of two different doses of autologous bone marrow
. 629 mesenchymal stem cells versus hyaluronic acid in the treatment of knee osteoarthritis:
. 630 multicenter randomized controlled clinical trial (phase I/II). Journal of translational medicine.
. 631 2016 Aug 26;14(1):246.
. 632 91. Centeno CJ, Freeman MD. Percutaneous injection of autologous, culture-expanded
. 633 mesenchymal stem cells into carpometacarpal hand joints: a case series with an untreated
. 634 comparison group. Wiener medizinische Wochenschrift (1946). 2014 Mar;164(5-6):83-7.
. 635 92. Gupta PK, Chullikana A, Rengasamy M, Shetty N, Pandey V, Agarwal V, et al. Efficacy
. 636 and safety of adult human bone marrow-derived, cultured, pooled, allogeneic mesenchymal
29
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
. 637 stromal cells (Stempeucel(R)): preclinical and clinical trial in osteoarthritis of the knee joint.
. 638 Arthritis research & therapy. 2016 Dec 20;18(1):301.
. 639 93. Jo CH, Chai JW, Jeong EC, Oh S, Shin JS, Shim H, et al. Intra-articular Injection of
. 640 Mesenchymal Stem Cells for the Treatment of Osteoarthritis of the Knee: A 2-Year Follow-up
. 641 Study. The American journal of sports medicine. 2017 Oct;45(12):2774-83.
. 642 94. Koh YG, Kwon OR, Kim YS, Choi YJ. Comparative outcomes of open-wedge high tibial
. 643 osteotomy with platelet-rich plasma alone or in combination with mesenchymal stem cell
. 644 treatment: a prospective study. Arthroscopy : the journal of arthroscopic & related surgery :
. 645 official publication of the Arthroscopy Association of North America and the International
. 646 Arthroscopy Association. 2014 Nov;30(11):1453-60.
. 647 95. Shapiro SA, Kazmerchak SE, Heckman MG, Zubair AC, O’Connor MI. A Prospective,
. 648 Single-Blind, Placebo-Controlled Trial of Bone Marrow Aspirate Concentrate for Knee
. 649 Osteoarthritis. The American journal of sports medicine. 2017 Jan;45(1):82-90.
. 650 96. Turajane T, Chaveewanakorn U, Fongsarun W, Aojanepong J, Papadopoulos KI.
. 651 Avoidance of Total Knee Arthroplasty in Early Osteoarthritis of the Knee with Intra-Articular
. 652 Implantation of Autologous Activated Peripheral Blood Stem Cells versus Hyaluronic Acid: A
. 653 Randomized Controlled Trial with Differential Effects of Growth Factor Addition. Stem cells
. 654 international. 2017;2017:8925132.
. 655 97. Vega A, Martin-Ferrero MA, Del Canto F, Alberca M, Garcia V, Munar A, et al.
. 656 Treatment of Knee Osteoarthritis With Allogeneic Bone Marrow Mesenchymal Stem Cells: A
. 657 Randomized Controlled Trial. Transplantation. 2015 Aug;99(8):1681-90.
. 658 98. Wakitani S, Imoto K, Yamamoto T, Saito M, Murata N, Yoneda M. Human autologous
. 659 culture expanded bone marrow mesenchymal cell transplantation for repair of cartilage defects in
30
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
. 660 osteoarthritic knees. Osteoarthritis and cartilage / OARS, Osteoarthritis Research Society. 2002
. 661 Mar;10(3):199-206.
. 662 99. Wong KL, Lee KB, Tai BC, Law P, Lee EH, Hui JH. Injectable cultured bone marrow-
. 663 derived mesenchymal stem cells in varus knees with cartilage defects undergoing high tibial
. 664 osteotomy: a prospective, randomized controlled clinical trial with 2 years’ follow-up.
. 665 Arthroscopy : the journal of arthroscopic & related surgery : official publication of the
. 666 Arthroscopy Association of North America and the International Arthroscopy Association. 2013
. 667 Dec;29(12):2020-8.
. 668 100. Pers YM, Rackwitz L, Ferreira R, Pullig O, Delfour C, Barry F, et al. Adipose
. 669 Mesenchymal Stromal Cell-Based Therapy for Severe Osteoarthritis of the Knee: A Phase I
. 670 Dose-Escalation Trial. Stem cells translational medicine. 2016 Jul;5(7):847-56.
. 671 101. Mamidi MK, Das AK, Zakaria Z, Bhonde R. Mesenchymal stromal cells for cartilage
. 672 repair in osteoarthritis. Osteoarthritis and cartilage / OARS, Osteoarthritis Research Society.
. 673 2016 Aug;24(8):1307-16.
. 674 102. FDA US. 21 CFR 1271.3 – How does FDA define important terms in this part? Code of
. 675 Federal Regulations – Title 21: Food and Drugs. In: Services DoHaH, editor. 2016.
. 676 103. Centeno CJ, Faulkner S. The Use of Mesenchymal Stem Cells in Orthopedics: Review of
. 677 the Literature, Current Research, and Regulatory Landscape. Journal of American Physicians and
. 678 Surgeons. 2011;16(2):38-44.
. 679 104. Freeman M, Fuerst M. Does the FDA have regulatory authority over adult autologous
. 680 stem cell therapies? 21 CFR 1271 and the emperor’s new clothes. Journal of translational
. 681 medicine. 2012 Mar 26;10:60.
682
31
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
Table 1. Overview of the included clinical studies
      
N* (male/female)
OA Site
MSC Type**
Levels of Evidence***
                    
2,390 (1095/1315)****
Ankle 3
Hand 2 Shoulder 1 Hip 2
Multiple 2 Knee/Hip/Ankle
ADSC 29
BMSC 30
SVF 24 Micro 2
CE 18
BMAC 10
Allog 2
II 9 III 7
IV 35
V5
Knee51 CE3I5
                                         
PBSC 3 Allog
hUCB- 1 MSCs
             
ADSC = adipose-derived stem cell; BMSC = bone-marrow stem cell; MSC = mesenchymal stem cell; OA = osteoarthritis; PBSC = peripheral blood stem cell.
*Number of patients treated with stem cell therapy
58, 60 ** 2 studies used both SVF/ADSC and BMAC/BMSC
57
***Levels of evidence according to Marx, Wilson, & Swiontkowski (2015)
****Based on total number of joints of those studies that reported gender (6 studies did not report gender by joint)
CE: culture-expanded; Allog: allogeneic; Micro: microfragmented; hUCB-MSCs: human umbilical cord blood-derived mesenchymal stem cells
74, 109, 116, 98, 111, 112
ACCEPTED MANUSCRIPT
                                                            
ACCEPTED MANUSCRIPT
                                                                                                                                             
Table 2. Study characteristics of the included clinical studies grouped by level of evidence
First Author (Date of Publication) Garay-Mendoza
Country of Origin
Level of 57
N* (Male/Female)
OA Site
MSC Source/ Type
Biologic Adjuvant
Outcome Measures
Follow-Up Length of Time
(2017)
29
Mexico
I
30 (7/23)
Knee
BMAC/ BMSC
Outpatient
SQ G-CSF x 3 days PLASMALYTE-A Pre: Hydrocortisone and pheniramine maleate
Post: Hyaluronic acid
VAS WOMAC
6 mo
Gupta (2016)
92
India
I
40 (12/28)
Knee
Allogeneic culture- expanded BMSC
VAS for pain ICOAP WOMAC WORMS – knee
12 mo
Lamo-Espinosa
Spain
I
20 (12/8)
Knee
Culture- expanded BMSC
Hyaluronic acid
VAS
WOMAC
RoM
X-ray knee joint space width WORMS
Need for surgical intervention at 12mo WOMAC
VAS
WOMAC
Lequesne functional index SF-12 life quality questionnaire MRI T2 mapping, PCI
12 mo
(2016)
90
Turajane (2017)
96
Thailand
I
40 (13/27)
Knee
PBSC
Hyaluronic acid, GFA (PRP, hG-CSF)
12 mo
Vega (2015)
97
Spain
I
15 (6/9)
Knee
Allogeneic culture- expanded BMSC
n/a
12 mo
Centeno (2014)
91
Denmark, Sweden, USA
II
6 (4/2)
Hand
Culture- expanded BMSC
Platelet lysate
Percent pain relief
Modified VAS
Strength, ROM
WOMAC
Safety
Secondary: VAS, KSS, radiographic, histologic evaluation
WOMAC
KSS
KOOS
VAS for pain
MRI evaluation including cartilage defect size KOOS
Lysholm score
X-ray (femorotibial angle, weight-bearing line) Second-look arthroscopy evaluation of cartilage – Kanamiya grading system
WOMAC
Lysolm score
VAS for pain
Modified Outerbridge classification
VAS for pain
WOMAC
Patient Global Assessment
KOOS
SAS
SF-36
OARSI/OMERACT Responders
VAS for pain
ICOAP
WOMAC
KOOS
Activity level
12 mo
Jo (2014)
13
Korea
II
18 (3/15)
Knee
Culture- expanded ADSC
n/a
6 mo
Jo (2017)
93
Korea
II
18 (3/15)
Knee
Culture- expanded ADSC
n/a
24 mo Follow-up
Koh (2014)94
Korea
II
21 (5/16)
Knee
SVF/ ADSC
PRP
Mean 24.2± 4.7 mo
Nguyen (2016)
30
Vietnam
II
15 (3/12)
Knee
SVF/ ADSC
PRP
18 mo
Pers (2016)
100
France, Germany
II
18 (8/10)
Knee
Culture- expanded ADSC
n/a
6 mo
Shapiro (2017)
95
USA
II
25 (7/18)
Knee
BMAC/ BMSC
Platelet-poor bone marrow plasma
6 mo
Wakitani (2002)
98
Japan
II
12 (X/X)
Knee
Culture- expanded BMSC
Collagen gel sheet
Hospital for Special Surgery Knee Rating Scale Arthroscopic and Histologic cartilage evaluation
Mean: 16 months
Wong (2013)
99
Singapore
II
28 (15/13)
Knee
Culture- expanded BMSC
Hyaluronic acid
Tegner activity score Lysholm score IKDC
ICRS MOCART
2 yrs
Centeno (2015)
46
USA
III
373 (283/126)
Knee
BMAC/ BMSC
PRP, Platelet lysate
NPS
LEFS
Subjective Improvement Rating Scale IKDC
NPS
Varied by outcome, at least 12 mo
Centeno (2014)
44
USA
III
681 (516/324)**
Knee
BMAC/BMSC
PRP,
12 mo
Evidence
ACCEPTED MANUSCRIPT
Jo (2014)
14
                                                       
ACCEPTED MANUSCRIPT
                                                                                             
Kim (2015)62 Kim (2016)63
Korea III
56 (22/32)**
Knee
SVF/ ADSC
Group 1: n/a Group 2: fibrin glue product
Mean 28.6± 3.9 mo (Range 24-34 mo)
Kim (2015)64
Korea III
40 (14/26)
Knee
SVF/ ADSC
Injection group: PRP Implantation group: Fibrin glue product
IKDC Tegner activity scale ICRS grade
Injection group: 28.5± 4.8 mo Implantation group: 28.8± 4.0 mo
Kim (2016)65
Korea III
31 (15/16)
Ankle
SVF/ ADSC
n/a
VAS for pain
AOFAS
Radiological tibial ankle surface, tibial lateral surface and talar tilt angle
ICRS grade
Lysholm score
Tegner activity scale
VAS for pain
Mean 27.6± 5.0 mo Mean 16.4± 2.3 mo
Koh (2012)94 Ahmad (2014)
Korea III
25 (8/17)
Knee
SVF/ ADSC
PRP
(Range 12- 18 mo)
Bansal (2017)
44
India IV
10 (6/4)
Knee
SVF/ ADSC
PRP
2 yrs
Buda (2016)
45
Italy IV
56 (37/19)
Ankle
BMAC/ BMSC Culture- expanded BMSC
Autologous platelet- rich fibrin
36 mo
Centeno (2011)
52
USA IV
135 (93/42)
Knee
Platelet lysate or PRP
Likert scale for reported pain relief
Mean 11.3 mo
Centeno (2015)
47
USA IV
34 (27/7)
Shoulder
BMAC/ BMSC
PRP, Platelet lysate
DASH
NPS
Subjective Improvement Rating Scale VAS for pain
Walking time to pain
Number of stairs to pain
Time to gelling pain
RoM
Patellar crepitus
Swelling, Instability
At least 3 mo
Davatchi (2011)
53
Iran IV
4 (2/2)
Knee
Culture- expanded BMSC
Physiological serum
6 mo
Davatchi (2016)
54
Iran IV
4 (2/2)
Knee
Physiological serum
Same as Davatchi (2011)
Emadedin (2012)
55
Iran IV
6 (0/6)
Knee
Culture- expanded BMSC
n/a
VAS
WOMAC
Walking distance
Time to gelling
Patellar crepitus
RoM
MRI cartilage assessment VAS
WOMAC
HHS
FAOS
Walking distance
Lab studies
MRI analysis
VAS for pain
WOMAC
RoM
Timed up-and-go
MRI – observational
KOOS
Physical function tests: GUG, SCT RPE
VAS for pain dGEMRIC
IgG Glycans
12 mo
Emadedin (2015)
56
Iran IV
17(X/X)
Ankle (n=6) Hip (n=5) Knee (n=6)
Culture- expanded BMSC
n/a
30 mo
Fodor (2016)
57
USA IV
6 (1/7)**
Knee
SVF/ ADSC
n/a
1 yr
Gibbs (2015)
58
Australia IV
4 (2/2)
Knee
SVF/ ADSC
PRP, Moderate exercise program
12 mo
Hudetz (2017)
59
Croatia IV
17 (12/5)
Knee
Microfragment ed/ ADSC
n/a
12 mo
43
Egypt IV
10 (3/7)
Knee
PBSC
n/a
WOMAC
6MWD
MOAKS
WOMAC
6MWD
X-ray joint space width MRI articular cartilage thickness AOFAS
MOCART
12 mo
Korea III
26 (11/15)
Ankle
SVF/ ADSC
n/a
Mean 27.7± 2.4 mo (Range 24-34 mo)
ACCEPTED MANUSCRIPT
LEFS
Subjective Improvement Rating Scale IKDC
Tegner activity scale
ICRS grade
VAS for pain
AOFAS
Radiological talar tilt angle ICRS grade
± SVF/ADSC
Platelet lysate
Culture- expanded BMSC
7 Patient Global Assessment
5 yrs Follow-up Davatchi
(2011)
7
                                                 
ACCEPTED MANUSCRIPT
                                                                                               
Kim (2015)60 Kim (2016)61
Korea
IV 49 (26/29)**
Knee
SVF/ ADSC
Fibrin glue product
Mean 26.7± 3.6 mo (Range 24-36 mo)
Koh (2015)
66
Korea
IV 30 (5/25)
Knee
SVF/ ADSC
PRP
24 mo
Koh (2013)67
Korea
IV 18 (6/12)
Knee
SVF/ ADSC
PRP
Mean 24.3± 0.8 mo (Range 24- 26 mo)
Koh (2014)69
Korea
IV 56 (22/34)
Knee
SVF/ ADSC
n/a
Mean 26.7± 2.5 mo
Mardones (2017)
70
Chile
IV 10 (7/6)**
Hip
Culture- expanded BMSC
n/a
Range 16-40 mo
Murphy (2017)
72
Ireland
IV 13 (2/11)
Thumb – CMC joint
BMAC/ BMSC
Tisseel
12 mo
Oliver (2014)
89
USA
IV
70 (21/49), 122 knees
Knee
BMAC/ BMSC + SVF/ADSC
n/a
180 days
Orozco (2013)
73
Spain
IV 12 (6/6)
Knee
Culture- expanded BMSC
n/a
12 mo
Orozco (2014)
74
Spain
IV 12 (6/6)
Knee
Culture- expanded BMSC
n/a
2 yrs Follow-up Orozco
Pak (2011)
97
Korea
IV 2 (0/2)
Knee
SVF/ ADSC
PRP, dexamethasone, hyaluronic acid
3 mo
Pak (2013)
75
Korea
IV 74 (X/X)
7) Knee (n = 74)
SVF/ ADSC
PRP, Hyaluronic acid
VAS for pain
MRI – assessed for tumor formation
At least 12 mo
Pak (2016)
76
Korea
IV 3 (1/2)
Knee
SVF/ ADSC
ECM, Hyaluronic acid, PRP
VAS
Functional Rating Index RoM
MRI cartilage assessment ICRS grade
VAS for pain
IKDC Histological findings WOMAC
MRI – ICRS-like classification VAS for pain
KOOS
18 wks
Park (2017)
77
Korea
IV 7 (2/5)
Knee
Allogeneic, culture-expanded hUCB-MSCs
Hyaluronic acid hydrogel
7 yrs
Pintat (2017)
80
France
IV 19 (10/9)
Patellofemoral
SVF/ ADSC
PRP
12 mo
Russo (2017)
81
Italy
IV 30 (21/9)
Microfragment
Knee n/a 12mo
Soler (2016)
82
Spain
IV 15 (6/9)
Culture- Knee expanded
n/a
12 mo
Turajane (2013)
83
Thailand Vietnam
IV 5 (1/4) IV 21 (X/X)
Knee PBSC Knee SVF/ ADSC
Hyaluronic acid, GFA (PRP, hG-CSF) PRP
6mo 8.5 mo
Bui (2014)
88
Korea
IV 20 (9/15)**
Knee
SVF/ ADSC
Fibrin glue product
Mean 27.9± 3.2 mo (Range 24-34 mo)
ACCEPTED MANUSCRIPT
IKDC score
Tegner activity scale
Overall surgery satisfaction
IKDC
Tegner activity scale
MOAKS
MOCART
KOOS
Lysholm score
VAS
Second-look arthroscopy evaluation of cartilage WOMAC
Lysholm score
VAS for pain
WORMS
IKDC
Tegner activity scale
Patient satisfaction
Second-look arthroscopy – ICRS
VAS
WOMAC
HHS
VAIL hip score
Tönnis Classification of Osteoarthritis
VAS
RoM
Kapandji opposition score
Strength (pinch test)
DASH
Grind test
KOOS
Adverse events
VAS
WOMAC
Lequesne severity index
SF-36 Quality of Life Questionnnaire
Poor Cartilage Index – MRI
VAS
WOMAC
Lequesne severity index
Poor Cartilage Index – MRI
VAS
Functional rating index
RoM
MRI evaluation of cartilage
Hip (n = Ankle (n = 2)
ed/ ADSC
IKDC – subjective Tegner Lysholm Knee VAS for pain WOMAC
HAQ, pain subscale SF-36 Lequesne functional index MRI T2 mapping WOMAC
KOOS
VAS for pain
BMSC
(2013)
31
                                
ACCEPTED MANUSCRIPT
                                                                              
Varma (2010)
84
India IV
50 (X/X)
Knee BMAC/ BMSC
n/a
6 mo
Wakitani (2011)
85
Japan IV
26 (X/X)
Culture- Knee expanded
Collagen gel sheet
Adverse events: tumor development and infection
Mean: 75 mo
Wei (2011)
86
USA IV
23 (17/6)
Knee BMAC/ BMSC
PRP
WOMAC
VAS for pain
Patient Global Assessment 50 foot walk pain Physician Global Assessment VAS for pain
JKOM
WOMAC
12 mo
Yokota (2017)
87
Japan IV
13 (4/22)**
Knee SVF/ ADSC
n/a
6 mo
Centeno (2008)
49
USA V
1(0/1)
Culture- Knee expanded
Autologous whole- marrow, platelet lysate, dexamethasone Hyoluronate sodium, autologous whole- marrow, platelet lysate, dexamethasone Autologous marrow- derived nucleated cells, platelet lysate, dexamethasone
Modified VAS Functional Rating Index ROM
MRI quantitative volume analysis
3 mo
Centeno (2008)
50
USA V
1(1/0)
Culture- Knee expanded
Modified VAS Functional Rating Index ROM
MRI quantitative volume analysis
3 mo
Centeno (2008)
51
USA V
1 (1/0)
Culture- Knee expanded
Modified VAS Functional Rating Index ROM
MRI quantitative volume analysis WOMAC
VAS for pain
Walking distance
Time to gelling
Patellar crepitus
RoM
MRI cartilage assessment VAS for pain Functional rating index RoM
MRI assessment of cartilage
6 mo
Mehrabani (2016)
71
Iran V
1 (0/1)
Culture- Knee expanded
n/a
12mo
Pak (2017)
100
Korea V
1 (0/1)
Hip SVF/ ADSC
ECM, Hyaluronic acid, PRP
20 wks
ACCEPTED MANUSCRIPT
Lysholm score
MRI cartilage assessment VAS
OAOS
BMSC
BMSC
BMSC
BMSC
BMSC
stem cell; MSC = mesenchymal stem cell; OA = osteoarthritis; PBSC = peripheral blood stem cell; BMAC = bone marrow aspirate stem cell concentrate
ADSC = adipose-derived stem cell; BMSC = bone-marrow
WOMAC = Western Ontario and McMaster Universities Osteoarthritis Index; MOAKS = MRI Osteoarthritis Knee Score; AOFAS = American Orthopedic Foot and Ankle Score; VAS = Visual Analogue Scale; ROM = Range of Motion; HHS = Harris Hip Score; FAOS = Foot and Ankle Outcome Score; ICOAP = intermittent and constant osteoarthritis pain; WORMS = Whole-Organ Magnetic Resonance Imaging Score; KSS = Knee Society Clinical Rating System; KOOS = Knee Injury and Osteoarthritis Outcome Score; IKDC = International Knee Documentation Committee; MOCART = Magnetic Resonance Observation of Cartilage Repair Tissue; ICRS = International Cartilage Repair Society; CMC = carpometacarpal; DASH = Disability of the Arm, Shoulder, and Hand scoring system; hUCB-MSCs = human umbilical cord blood-derived mesenchymal stem cells; SAS = Short Arthritis Assessment Scale; OARSI/OMERACT = Osteoarthritis Research Society International/Outcome Measures in Rheumatology response defined as 20% improvement of VAS and WOMAC from baseline; HAQ = Health Assessment Questionnaire; OAOS = Osteoarthritis Outcome Score; G-CSF = granulocyte colony stimulating factor; SVF = stromal vascular fraction; PRP = platelet-rich plasma; GFA = Growth Factor Addition; NPS = Numeric Pain Scale; GUG = Get-u and Go test; SCT = Stair Climbing Test; RPE = Rate of Perceived Exertion; dGEMRIC = delayed gadolinium-enhanced magnetic resonance imaging of cartilage; ECM = extracellular matrix; JKOM = Japanese Knee Osteoarthritis Measure; LEFS = Lower Extremity Functional Scale
*N = number of patients in the treatment group; **Based on number of knees treated
            
ACCEPTED MANUSCRIPT
                                        
First Author (Date of Publication)
Participant Selection
Risk due to… Deviations
Missing Outcomes Data Measurement
Selection of
Reported Overall
Garay-Mendoza
Low Low Low
Low Low
(2017)
29 Low
92
Gupta (2016) Low
Low Low Low
Low Low
Lamo-Espinosa
Low Low Low
Low Low
(2016)
90 Low
96
Turajane (2017) Low
Low Low Low Low Low Low Low Moderate Moderate Low Low Moderate Low Moderate Moderate
Low Low Low Low Low Moderate Low Moderate Low Moderate
97
Vega (2015) Low
Centeno (2014) Jo (2014)
Nguyen (2016) Pers (2016)
91 13
Moderate Moderate Moderate
Low Low Low
Low Moderate Moderate
93
Jo (2017)
Koh (2014) Low
Some
Low Low concerns
Some concerns Moderate Moderate Low Moderate
94
Low
30 100
Low Low
Low Low
Low Moderate
Low Low Moderate Moderate Moderate Moderate
95
Shapiro (2017) Low
Low Low
Some concerns
Low
Some concerns
Wakitani (2002)
98 Some concerns
Some Some concerns concerns
Some concerns Some concerns
High High
Wong (2013)
99
Some concerns
Low
Low Low
Some concerns
Randomized Process
Confounding
Intervention Classification
from Intended Intervention
ACCEPTED MANUSCRIPT
Table 3. Risk of Bias assessment using Cochrane’s RoB 2.0 Scale for level I evidence studies and ROBINS-I scale for level II evidence studies. NI = no information
Result
Table 4. Intervention details of the included level I and II evidence studies
ACCEPTED MANUSCRIPT
            
First Author (Date of Publication)
MSC Type & Extraction Site
BMAC/BMSC: iliac crest
Allogeneic CE BMSC: from 3 healthy volunteers
CE BMSC: iliac crest
PBSC
Allogeneic culture- expanded BMSC: iliac crest
CE BMSC: iliac crest
CE ADSC: SQ abdominal fat
CE ADSC: SQ abdominal fat
SVF/ADSC: SQ buttocks
SVF/ADSC: SQ abdominal fat
CE ADSC: SQ abdominal fat
BMAC/BMSC: iliac crest
CE BMSC: iliac crest
CE BMSC: iliac crest
Biologic Adjuvant
Outpatient
SQ G-CSF x 3 days
PLASMALYTE-A Pre: Hydrocortisone and pheniramine maleate
Post: Hyaluronic acid
Hyaluronic acid
Hyaluronic acid, GFA (PRP, hG-CSF)
n/a
Platelet lysate
Injection Procedure
Intra-articular injection of 10mL concentrate without radiographic guidance
Pre-medication of hydrocortisone and pheniramine maleate. Intra-articular injection without radiographic guidance followed by HA
Intra-articular injection without radiographic guidance
Arthroscopic microdrilling (group 1, 2) followed by intra-operative, intra- articular injection of:
Group 1: PBSC, GFA, HA Group 2: PBSC, PRP, HA Group 3: HA only
Intra-articular injection without radiographic guidance
Intra-articular injection with radiographic and fluoroscopic guidance
Number of Injected MSCs
10 ml concentrate
7 TNC: 302.2 x 10
Mononuclear:
7 67.33 x 10
+
CD34 : 20.56 x
6 10
4 dose levels: 25,
6 50, 75, 150 x 10
Low-dose: 10 x
6 10
High-dose: 100 x
6 10
Follow-up
1 wk, 1, 6 mo
12 mo
3, 6, 12 mo
1, 6, 12 mo
8 days, 3, 6, 12 mo
3, 6, & 12 mo
Number of Injections
1
1
2
3
1
1
              
Garay-Mendoza
29
(2017)
Gupta (2016)
Turajane
96
(2017)
Centeno
91
(2014)
Jo (2017)
Nguyen
92

Lamo-Espinosa
90
(2016)
3 ml PBSC Range TNC: 1.095-1.276 x 10
6 40 x 10
6 5.76 x 10
Low-dose: 10 x
6 10
6

Vega (2015)
97

13
Jo (2014)

Koh (2014)
94
30
(2016)
Shapiro
95
(2017)
Pers (2016)
100
Wong (2013)99
93
n/a
PRP
PRP
n/a
Platelet-poor bone marrow plasma
Collagen gel sheet
Hyaluronic acid
saline
Intra-articular injection with 3mL saline
Intra-articular arthroscopic-guided injection followed by open-wedge HTO
Intra-articular injection with 5ml SVF + PRP
Intra-articular injection with ultrasound guidance
Ultrasoundguidedintra-articular injection of 5 ml BMAC with 10 ml platelet-poor bone marrow plasma
HTO followed by collagen cell sheet with cells implanted
HTO and microfracture followed 3 weeks later with intra-articular injection with 2ml HA
12, 24 mo
Mean 24.2± 4.7 mo
1,6,12,18mo
6 mo
1 wk, 3 mo, 6 mo
Mean: 16 months
every 6 weeks for 6 mo, 1, 2 yrs
1
1
1
1
1
1
1 MSC 3 HA
Intra-articular injection with 3mL
n/a 66mo1
Mid-dose: 50 x 10 High-dose: 100 x
Low-dose: 10 x
6 10
Mid-dose: 50 x
6 10
High-dose: 100 x
6 10
120 ml of SVF
Estimated
8.5% of 4.83 x
7
10 SVFcells
6 (4.11 x 10 )
7
10 SVFcells/ml
6 Low-dose: 2 x 10
Mid-dose: 10 x
6 10
High-dose: 50 x
Median of 3.4 x
4
10 MSCsand
6 4.62 x 10
hematopoietic
stem cells
7 1.3 x 10
6 1.46 ± 0.29 x 10
6 10
  
6 10

Wakitani
98
(2002)
      
ADSC = adipose-derived stem cell; BMSC = bone-marrow stem cell; MSC = mesenchymal stem cell; PBSC = peripheral blood stem cell; SQ = subcutaneous; HA = hyaluronic acid; CE = culture-expanded; TNC = total nucleated cells; HTO = high tibial osteotomy
ACCEPTED MANUSCRIPT
                        
ACCEPTED MANUSCRIPT
                                        
Table 5. Outcome assessments of the included level I and II evidence studies First Author
MSC-groups Significant Improvement from Baseline
Comparison group Scores: Baseline vs. Final F/U
Significant improvement with comparison
(Date of Publication)
Comparison Groups
Outcomes Measures
MSC group Scores: Baseline vs. Final F/U (x ± SD)
Garay-Mendoza
Acetaminophen 500 mg every 8 hours for 6 months
VAS WOMAC* Safety
5.27 ± 2.196 vs. 0.92 ± 1.29
62.61 ± 18.55 vs. 91.73 ±9.45 Swelling, pain, stiffness
Low dose: 60.9 ± 19.7 vs. 20.6 ± 17.3 Low dose: 73.7 ±15.2 vs. 45.3 ± 31.0 High dose: 57.4 ± 29.0 vs. 37.1 ± N/A High dose: 46.6 ± 23.6 vs. 43.6 ± N/A
4.32 ± 2.35 vs. 4.64 ± 2.43 6.93 ± 17.89 vs. 72.96 ± 15.04 Swelling, pain, stiffness Placebo cohort 1:
Yes, p<0.0001 Yes, p<0.0001
(2017)
45
Gupta (2016)
92
WOMAC
No, p > 0.05 due to small sample size
1239.6 ± 472.2 vs. 233.8 ± 641.9
Lamo-Espinosa
Radiographic (WORMS, X-Ray)
MRI (WORMS): decreased joint damage X-ray: no change in joint space width Flexion measurement:
N/A
MRI (WORMS): no change in joint damage
X-ray: reduction in joint space width
N/A
(2016)
90
Placebo: HA alone
Turajane
With cohort 1:
(2017)
96
Cohort 1: 218.5 vs. 52 Cohort 2: 212.2 vs. 75
Yes, p < 0.0001 Yes, p < 0.0001
Yes, p < 0.001
Vega (2015)
97
SE WOMAC
Dose-escalation cohorts
Low dose: 1315.8 ± 444.8 vs. 717.8 ± Low dose: 1498.4 ± 407.4 vs. 359.9 ± High dose: 1470.6 ± 471.0 vs N/A High dose: 1388.1 ± 508.8 vs N/A
503.8 786.4
Placebo cohort 1:
No, p=0.28 No, p=0.9
Placebo: injection of PLASMA-LYTE A
Placebo cohort 2:
Dose escalation cohorts
WOMAC
Low dose: 37 (11,37) vs 21.5 (15,26) High dose: 28 (16,34) vs. 16.5 (12,19)
No, p > 0.05 Yes, p < 0.01
29 (19,38) vs. 13.5 (8,33)
Yes, p < 0.009 N/A
Cohort 1: PBSCs, HA, PRP, hG-CSF, and microdrilling treatment Cohort 2: like cohort 1 but without hG-CSF
Safety
Need for surgical intervention at 12 months
High dose: 177 (174,180) vs. 180 (180,180) No adverse events besides mild pain
Cohort 1:0 patients need joint replacement Cohort 2:0 patients need joint replacement
N/A
No adverse events besides mild pain 3 need joint replacement
N/A
Yes, p < 0.033
Placebo: HA alone
Yes, p < 0.001
Placebo: HA alone
SE VAS
54 ± 7 vs. 33 ± 6 41 ± 3 vs. 28 ± 5 39 ± 4 vs. 30 ± 3
N/A N/A N/A
64 ± 7 vs. 51 ± 8 45 ± 3 vs. 41 ± 6 45 ± 4 vs. 42 ± 5
Yes, p< 0.005 Yes, p< 0.005 Yes, p< 0.005
VAS
No, p > 0.05 due to small sample size
61.0 ± 23.8 vs. 39.7 ± 28.3
No, p=0.24 No, p=0.11
ICOAP
No, p > 0.05 due to small sample size
49.3 ± 18.7 vs. 7.5 ± 27.1
Radiographic (WORMS)
N/A
76.5 ± 23.5 vs. 74.9 ± 22.5
Safety
Pain and swelling
One serious event: synovial effusion
N/A
Pain and swelling
N/A
VAS (IQR)
Low dose: 7 (5,8) vs. 2 (1,3) High dose: 6(4,8) vs. 2 (0,4)
N/A
5 (3,7) vs. 4 (3,5)
Yes, p = 0.005
Knee Flexion and Extension Measurements
Low dose: 116 (110,116) vs. 119 (116,122) High dose: 110 (110,117) vs. 118(116, 122)
Yes, p < 0.05 Yes, p < 0.05
Flexion:
118 (114,120) vs. 118 (115,118)
N/A
WOMAC
215.3 vs. 126.8
With cohort 2:
SE Lequesne score
Low dose: 45.7 ± 19.2 vs. 21.4 ± 21.2 Low dose: 59.3 ± 21.7 vs. 12.3 ± 27.4 High dose: 58.4 ± 20.7 vs N/A
High dose: 46.4 ± 22.0 vs N/A
Placebo cohort 1:
No, p=0.38 No, p=0.54
Low dose: 67.0 ± 19.2 vs. 66.1 ± 19.2 Low dose: 78.8 ± 40.9 vs. 78.0 ± 41.1 High dose: 71.3 ± 21.4 vs. 67.0 ± 15.7 High dose: 70.8 ± 14.7 vs. 72.3 ± 15.2
Placebo cohort 1:
No, p=0.5310 No, p=0.0609
ACCEPTED MANUSCRIPT
Extension measurement:
Low dose: 176 (173,180) vs. 180 (176, 180)
Extension:
Yes, p < 0.05 Yes, p < 0.05 N/A
180 (176, 180) vs. 179 (175, 180)
Placebo cohort 2:
65.3 ± 12.2 vs. 43.4 ± N/A
Placebo cohort 2:
54.8 ± 17.8 vs. N/A
1392.0 ± 324.7 vs. N/A
Placebo cohort 2:
70.8 ± 14.7 vs. 72.3 ± 15.3
With low dose cohort:
With high dose cohort:
          
ACCEPTED MANUSCRIPT
           
Centeno
Untreated procedure candidates
(No placebo)
60% improvement
19 % improvement
Yes, p = 0.03
(2014)
91
Jo (2014)
13
Dose-escalation cohorts
(No placebo)
Jo (2017)
93
Dose-escalation cohorts
(No placebo)
KSS Knee score
Low dose: 41.3 ± 6.8 vs. 71.0 ± 12.1 Mid-dose 35.3 ± 9.8 vs. 70.8 ± 12.8 High dose: 47.2 ± 2.6 vs. 79.3 ± 4.7
Yes, p = 0.031 No, p = 0.241 Yes, p =< 0.001
N/A
N/A
SF-12 PCS
40 ± 9 vs. 45 ± 11
No, p > 0.05
35±8vs.40±8
No, p > 0.05
SF-12 MCS
54 ± 10 vs. 51 ± 12
No, p > 0.05
49±9vs.47±11
No, p > 0.05
MRI (PCI)
Safety
-100% to +100% pain relief scale
VAS
Decreased significantly by 1 year Inflammation during first 7 days
Yes, p < 0.05 N/A
Does not drop significantly by 1 year Inflammation during first 7 days
No, p > 0.05 N/A
SE WOMAC
63% improvement (5.2 vs. 2.0)
Low dose: 43.4 ± 12.7 vs. 25.3 ± 19.5 Mid-dose: 69.0 ± 5.9 vs. 48.5 ± 11.0 High dose: 54.2 ± 5.2 vs. 32.8 ± 6.3 No treatment-related adverse events Low dose: 70.0 ± 10.0 vs. 48.3 ± 14.8 Mid-dose: 78.3 ± 1.7 vs. 67.5 ± 11.5 High dose: 79.6 ± 2.2 vs. 44.2 ± 6.3 Low dose: 41.3 ± 6.8 vs. 79.0 ± 12.5 Mid-dose: 35.3 ± 9.8 vs. 47.3 ± 6.8 High dose: 47.2 ± 2.6 vs. 71.0 ± 4.4
No, p = 0.339 No, p= 0.391 Yes, p = 0.003 N/A
N/A N/A N/A
N/A N/A N/A
Safety
VAS
KSS Knee score
No, p = 0.069 No, p = 0.486 Yes, p = 0.000 Yes, p = 0.025 No, p = 0.324 Yes, p = 0.000
KSS Function score
Low dose: 60.0 ± 5.8 vs. 83.3 ± 8.8 Mid-dose: 56.7 ± 6.7 vs. 70.0 ± 7.6 High dose: 70.8 ± 2.6 vs. 77.5 ± 2.5
Yes, p = 0.020 No, p = 0.333 No, p = 0.120
N/A
N/A
Radiographic: depth of cartilage defect,
High dose cohort, (at medial femoral and tibial condyles): 497.9 ± 29.7 vs. 297.9 ± 51.2
333.2 ± 51.2 vs. 170.6 ± 48.2
Yes, p < .05
N/A
N/A
Radiographic: articular cartilage volume)
High dose cohort, (at medial femoral and tibial condyles): 3313.7 ± 304.1 vs. 3780.6 ± 284.4
1157.5 ± 145.8 vs. 1407.7 ± 150.5
Yes, p < 0.05
WOMAC
Low dose: 43.3 ± 12.7 vs. 17.0 ± 9.8 Mid-dose: 69.0 ± 5.9 vs. 25.1 ± 11.0 High dose: 54.2 ± 5.2 vs. 19.0 ± 5.5
No, p = 0.083 No, p = 0.210 Yes, p < 0.001
N/A
N/A
VAS
Low dose: 70.0 ± 10.0 vs. 40.0 ± 15.3 Mid-dose: 78.3 ± 1.7 vs. 66.0 ± 14.7 Low dose: 79.6 ± 2.2 vs. 45.8 ± 8.1
Yes, p = 0.035 No, p = 0.601 Yes, p = 0.002
N/A
N/A
KSS Function score
Low dose: 60.0 ± 5.8 vs. 86.7 ± 3.3 Mid-dose: 56.7 ± 6.7 vs. 73.3 ± 11. High dose: 70.8 ± 2.6 vs. 83.3 ± 3.8
Yes. p = 0.015
No, p = 0.439
Yes, p = 0.026
But, plateaus at 1 year F/U
N/A
N/A
KOOS pain score
Low dose: 49.1 ± 4.0 vs. 69.4 ± 12.7 Mid-dose: 30.6 ± 12.1 vs. 61.0 ± 9.9 High dose: 32.6 ± 4.1 vs. 76.4 ± 5.4
No, p = 0.148 No, p= 0.220 Yes, p < 0.001
KOOS symptom score
Low dose: 61.9 ± 7.2 vs. 72.6 ± 5.2
Yes, p = 0.035
ACCEPTED MANUSCRIPT
N/A
N/A
N/A
N/A
N/A
N/A
       
ACCEPTED MANUSCRIPT
               
Koh (2014)
PRP alone
Nguyen (2016)
30 Arthroscopic microfracture alone
2.67 6 0.62 vs. 1.40 6 0.51
Pers (2016)100
94
KOOS symptom scale Lysholm score
82.8 7.2 vs. N/A
55.7 ± 11.5 vs. 84.7 ± 16.2
N/A N/A
75.4 ± 8.5
56.7 ± 12.2 vs. 80.6 ± 13.5
Yes, p = 0.006 No, p = 0.357
Dose-escalation cohorts
(No placebo)
WOMAC
N/A
N/A
KOOS activities of daily living score
Low dose: 58.8 ± 10.0 vs. 81.9 ± 9.7 Mid-dose: 22.5 ± 6.0 vs. 73.1 ± 12.7 High dose: 28.6 ± 3.6 vs. 33.9 ± 3.0
Yes, p = 0.001 No, p = 0.237 Yes, p < 0.001
N/A
N/A
Radiographic (MRI)
N/A
N/A
VAS
KOOS pain scale
44.3 ± 5.7 vs. 10.2 ± 5.7 81.2 ± 6.9 vs N/A
N/A
45.4 ± 7.1 vs. 16.2 ± 4.6 74.0 ±5.7
Yes, p < 0.001 Yes, p < 0.001
Radiographic (FTA and WBL)
Varus 3.4 ± 3.0 vs. Valgus 8.7 ± 2.3 17.7 ± 7.3 vs. 61.1 ± 3.4
N/A
Varus 2.8 ± 1.7 vs. Valgus 9.8 ± 2.4 16.1 ± 5.7 vs. 60.3 ± 3.0
No, p > 0.05 No, p > 0.05
WOMAC
42.87 ± 16.29 vs. 17.33 ± 14.91 53.47 ± 14.56 vs. 84.73 ± 19.54
N/A
47.37 ± 17.13 vs. 37.08 ± 21.45 64.13 ± 10.19 vs. 65.17 ± 14.74
Yes, p < 0.05
Lysolm score
N/A
Yes, p < 0.05
VAS for pain
1.60 ± 0.83 vs. 3.47 ± 0.74
Yes, p < 0.05
Yes, p < 0.05
Modified Outerbridge classification
3.33 ± 0.97 vs. 2.93 ± 0.88
N/A
2.67 ± 1.35 vs. 4.02 ± 1.08
No, p > 0.05
Note: scores increase in placebo, decrease if treated
Safety
Only one severe adverse event
(UA in a patient with multiple risk factors)
N/A
N/A
N/A
VAS
Low dose: 77 ± 15.7 vs. ± 35.8 ± 13.3 Mid-dose: 63.7 ± 20.5 vs. 36.7 ± 11.9 High dose: 43.7 ± 25.4 vs. 24 ± 17.1 Low dose: 60.7 ± 18.6 vs. 27.6 ± 8.9 Mid-dose: 47.2 ± 14.7 vs. 24.3 ± 9.1 High dose: 38.8 ± 27.3 vs. 6.2 ± 16.0 Lowdose:34±15vs.65.8±9.1 Mid-dose: 42 ± 9 vs. 59.2 ± 6.5
Yes, p < 0.05 No, p = 0.09 No, p = 0.54 Yes, p < 0.001 No, p = 0.054 No, p = 0.38 Yes, p < 0.01 Yes, p < 0.05 No,p=0.32 No,p=0.33 No,p=0.42 No,p=0.98 No,p=0.60 No,p=0.91 No,p=0.99
N/A
N/A
KOOS
N/A
N/A
SF-36 PCS
High dose: 45.2 ± 13.6 vs. 65.2 ± 13.1 Low dose: 30.9 ± 8.2 vs. 39.1 ± 4.6 Mid-dose: 29.9 ± 6.2 vs. 35.3 ± 4.0
N/A
N/A
SF-36 MCS
High dose: 35.7 ± 10.6 vs. 37.6 ± 6.8 Low dose: 55.9 ± 8.3 vs. 51.9 ± 3.8 Mid-dose: 51.9 ± 10.2 vs. 55.1 ± 5.8 High dose: 53.6 ± 7.8 vs. 54.1 ± 6.6
N/A
N/A
Mid-dose: 39.3 ± 16.4 vs. 76.9 ± 10.5 High dose: 48.5 ± 5.3 vs. 72.9 ± 5.2
No, p = 0.214 Yes, p = 0.003
N/A
N/A
ACCEPTED MANUSCRIPT
No significant change in joint space width, mechanical or anatomic axis.
Low dose: no significant change in cartilage defect
High dose: regenerated cartilage 6 months. not 2 years
Yes, p < 0.05**
       
ACCEPTED MANUSCRIPT
                             
Shapiro (2017)
Wakitani (2002)98
Cell-free collagen gel- sheet implantation
Arthroscopic/histologic cartilage evaluation
7.5± 2.2 vs. 10.0 ± 6.1 8.0 ± 0.9 vs. 11.3 ± 2.3
Wong (2013)
99
HTO + HA alone
95
Saline into each patient’s contralateral knee. Patient blinded to knee with treatment versus placebo.
32 vs. 9
VAS for pain ICOAP
3.1 vs. 1.5 32 vs. 16
Yes, p = 0.001 Yes, p = 0.0005
2.9 vs. 0.8
No, p = 0.44 No, p = 0.54
Activity level
No/mild limits: 6 vs. 15 Moderate limits: 13 vs. 9 Severe/extreme limits: 6 vs. 1
Yes, p = 0.0003
No/mild limits: 8 vs. 17 Moderate limits: 11 vs. 5 Severe/extreme limits: 6 vs. 3
No, p = 0.51
HSS Knee Rating Scale
65.0 ± 6.7 vs. 81.3 ± 8.6 9.8 ± 2.0 vs. 15.4 ± 1.4
Yes, p = 0.0029
66.3 ± 10.5 vs. 79.2 ± 8.7
No, p > 0.05 Yes, p < 0.05
Lysholm score
i
41.9 ± 19.2 vs. N/A Improvement of 7.61
Yes, p = 0.016
50.4 ± 23.0 vs. N/A
Yes, p = 0.016
i
33.9 ± 11.4 vs. N/A Improvement of 7.65 62.32 ± 17.56
Yes, p = 0.001
36.0 ± 13.7 vs. N/A 43.21 ± 13.55
Yes, p = 0.001 Yes, p < 0.001
IKDC
Radiographic (MOCART)
ACCEPTED MANUSCRIPT
F/U = follow-up; VAS = visual analog scale; ICOAP = intermittent and constant osteoarthritis pain; WOMAC = Western Ontario and McMaster Universities Osteoarthritis index; WORMS = whole organ magnetic resonance imaging score; MSC = mesenchymal stem cells; SD/SE = standard deviation/ standard error; HA = hyaluronic acid; PBSC = peripheral blood stem cell; PRP = platelet-rich plasm; hG-CSF = granulocyte colony stimulating factor; SF-12/36 PCS = standard form 12/36 physical component score; SF-12/36 MCS = standard form 12/36 mental component score; PCI = poor cartilage index; KSS = Knee Society clinical rating system score; KOOS = Knee injury and osteoarthritis outcome score; MRI = magnetic resonance imaging; FTA = femotibial angle; WBL = weight-bearing line; HSS = Hospital for Special Surgery; IKDC = international knee documentation committee score; MOCART = magnetic resonance observation of cartilage repair tissue score; UA = unstable angina; HTO = high tibial osteotomy; N/A = not available; IQR = interquartile range
* this study considered at WOMAC scale of 0-100, with a score of 100 indicating the best outcomes,
** at medial and lateral femoral and tibial condyles and at 6 months, at medial femoral and lateral tibial condyle at 2years
SE
study reported standard error instead of standard deviation for this outcome measure
ACCEPTED MANUSCRIPT
Figure Legends:
Figure 1. Osteoarthritis and Stem Cell Therapy PRISMA Flow Diagram
ACCEPTED MANUSCRIPT
Figure 1. PRISMA Flow Diagram
ACCEPTED MANUSCRIPT
  
Records identified through database searching
(n = 3416)
 
Records after duplicates removed (n = 3172)
Additional records identified through other sources
(n = 9)
  
Records screened (n = 3172)
   
Full-text articles excluded, with reasons
(n = 350)
• Not human clinical trial
• Not in English
• In vitro study
• MSCs not used for direct
treatment of OA
• Review article
• Letter to the editor
• Conference
submission/Abstract only
• Isolated, focal chondral
defects not associated with OA
Full-text articles assessed for eligibility
(n = 381)
Records excluded (n = 2783)
   
Studies included in qualitative synthesis (n = 61)
  
Studies included in quantitative synthesis (meta-analysis)
(n = 14)
From: Moher D, Liberati A, Tetzlaff J, Altman DG, The PRISMA Group (2009). Preferred Reporting Items for Systematic Reviews and Meta- Analyses: The PRISMA Statement. PLoS Med 6(7): e1000097. doi:10.1371/journal.pmed1000097
For more information, visit http://www.prisma-statement.org.

Included Eligibility Screening Identification
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
Appendix A. Search strategy and initial results
PubMed/MEDLINE search:
No filters or limits used (language, date, etc):
((“stem cells”[MeSH Terms] OR “stem cells”[All Fields] OR “stem cell”[All Fields])) AND ((((“osteoarthritis”[MeSH Terms] OR “osteoarthritis”[All Fields])) OR osteo-arthrit*) OR osteoarthrit*)
EMBASE search: Search Strategy:

#
Searches
Results

1
exp osteoarthritis/
111043

2
osteoarthrit*.ti,ab.
76202

3
osteo-arthrit*.ti,ab.
481

4
stem cell?.ti,ab.
317076

5
exp stem cell/
309122

6
1 or 2 or 3
125709

7
4 or 5
419786

8
6 and 7
2662
EBM Reviews – Cochrane Central Register of Controlled Trials:
Search Strategy:

#
Searches
Results

1
exp Osteoarthritis/
4026

2
osteoarthrit*.mp.
8725

3
osteo-arthrit*.mp. [mp=title, original title, abstract, mesh headings, heading words, keyword]
61

4
1 or 2 or 3
8744

5
exp Stem Cells/
669

6
stem cell?.mp. [mp=title, original title, abstract, mesh headings, heading words, keyword]
7293

7
5 or 6
7342

8
 
4 and 7
41
CINAHLPlus via Ebsco Search Strategy:
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
Searched using full text expanders. # Query
S8 S4 AND S7
S7 S5ORS6
S6 TX stem cell*
S5 (MH “Stem Cells+”) S4 S1ORS2ORS3
S3 osteo-arthrit*
S2 TX osteoarthrit*
S1 (MH “Osteoarthritis+”)
ACCEPTED MANUSCRIPT










