REVIEW Prone position in ARDS patients: why, when, how and for whom

Intensive Care Med

https://doi.org/10.1007/s00134-020-06306-w

Claude Guérin1,2,3 , Richard K. Albert4, Jeremy Beitler5, Luciano Gattinoni6, Samir Jaber7, John J. Marini8, Laveena Munshi9, Laurent Papazian10,11, Antonio Pesenti12, Antoine Vieillard‐Baron13 and Jordi Mancebo14*

Abstract

In ARDS patients, the change from supine to prone position generates a more even distribution of the gas–tissue ratios along the dependent–nondependent axis and a more homogeneous distribution of lung stress and strain. The change to prone position is generally accompanied by a marked improvement in arterial blood gases, which is mainly due to a better overall ventilation/perfusion matching. Improvement in oxygenation and reduction in mortal‐ ity are the main reasons to implement prone position in patients with ARDS. The main reason explaining a decreased mortality is less overdistension in non‐dependent lung regions and less cyclical opening and closing in dependent lung regions. The only absolute contraindication for implementing prone position is an unstable spinal fracture. The maneuver to change from supine to prone and vice versa requires a skilled team of 4–5 caregivers. The most fre‐ quent adverse events are pressure sores and facial edema. Recently, the use of prone position has been extended to non‐intubated spontaneously breathing patients a ected with COVID‐19 ARDS. The e ects of this intervention on outcomes are still uncertain.

Keywords: Acute respiratory distress syndrome, Prone position, Lung protective ventilation, Ventilation/perfusion, Gravity

Introduction

Prone position has been used for many years and is now recommended for patients with severe or moderate- to-severe acute respiratory distress syndrome (ARDS) receiving invasive mechanical ventilation with sedation and paralysis. In the still ongoing coronavirus disease 2019 (COVID-19) pandemic prone position has largely been adopted by clinicians and is even used before intu- bation in patients breathing spontaneously. is article summarizes the physiologic e ects of prone position, how to set the ventilator, the evidence of its e ects on patients’ outcome and future directions.

*Correspondence: jmancebo@santpau.cat
14 Servei Medicina Intensiva, Hospital Universitari Sant Pau, Barcelona, Spain
Full author information is available at the end of the article

E ects of prone position on lung/chest wall mechanics, ventilation, perfusion and gas exchange
e lungs and chest wall, whose structures expand together and share identical volumes, have elastance properties that add in series: (Ers=El+Ew). Simulta- neously, their compliance properties add in parallel: Crs=[(ClCw)/(Cl+Cw)]. Regional compliance of the lung and chest wall varies in response to di erences in the anatomic shape of these structures, the local e ects of gravity and the heterogeneous mechanical properties of the diseased lung. erefore, in transitioning to the prone position, the compliance of the integrated respira- tory system may stay unmodi ed, deteriorate or improve. ese possible changes and their causes may best be understood by considering chest wall and lung separately.

Chest wall compliance

Total chest wall compliance is in uenced by the sti ness or exibility of its three anatomic boundaries: anterior, posterior and abdominal. In the supine position, varia- tions of compliance are most strongly in uenced by the abdominal and the anterior chest wall, while in prone position, the posterior chest and abdomen are the key determinants. For anatomical reasons, the posterior chest wall (including spine and the scapulae) isless compliant than the anterior component (sternum and ribs). Con- versely, in the prone position, the bed surface impedes expansion of the anterior structures while abdominal compliance remains relatively unmodi ed. Consequently, the natural response to prone position is a decrease in overall chest wall compliance [1].

Lung compliance

In ARDS patients, lung compliance is primarily deter- mined by the lung open to ventilation (i.e., by the num- ber of open pulmonary units). Of note, the speci c lung compliance is similar in ARDS patients and in normal individuals, suggesting that surfactant alterations or early brosis do not predominate in altering the intrin- sic mechanical characteristics of the lung [2]. It follows that any change in lung compliance is primarily due to the opening of new pulmonary units and/or to improved mechanical characteristics of already opened units that reach a more favorable position on the volume–pressure curve [3]. In the prone position such a favorable shift may result from promoting the homogeneous distribution of total stress and strain [4].

With these considerations in mind, the expected response to prone position and decreased overall compli- ance would be an increase in plateau pressure (in volume control ventilation) or a reduction of tidal volume (in pressure control ventilation). If these expected changes are not observed, it suggests improved lung compliance o sets the positional decrease in chest wall exibility. erefore, the simple observation of plateau pressure (or tidal volume) after a change from supine to prone may give an indication of the extent of lung recruitability.

Ventilation and perfusion

We believe it is extremely important to di erentiate the concepts of in ation (a morphologic concept) and ven- tilation (a physiologic concept, consequence of in ating the lungs). e CT scan allows a precise quanti cation of the extent of the in ation as a ratio between gas and tissue. In Fig. 1, we represent the gas tissue ratio in prone and in supine position, both in normal and ARDS patients [5]. As shown, the in ation of the pulmonary units is far more homogeneous in prone compared to supine, meaning that the forces applied to distend the lungs (the trans-pulmonary pressure, i.e., the lung stress) are more homogeneously distributed [6]. e primary reason is improved shape matching between the chest wall and the lung [4]. e gravitational gradient of pleu- ral pressure, regional end-expiratory and end-inspiratory lung volumes, regional ventilation and ventilation-perfu- sion ratios are all more uniform in the prone compared with the supine position [7–11].

Somewhat unexpectedly, perfusion distribution is simi- lar in prone and supine positions [10, 12]. Importantly, counter to the zonal explanation for regional perfusion heterogeneity, the gravitational distribution of pulmo- nary blood ow is only minimally altered by turning prone resulting in the bulk of perfusion continuing to

Take‐home message

Prone positioning has now assumed its rightful place in the armen‐ tarium of ARDS management. In the still ongoing COVID‐19 pan‐ demic prone positioning has largely been adopted by clinicians and is even used before intubation in spontaneously breathing patients. This article summarizes the physiologic e ects of prone positioning, how to set the ventilator, its bene cial e ects on patients’ outcome and future directions.

Fig. 1 The gas/tissue ratio (it may be thought as a volume of the go to dorsal regions when these are turned to the non-

pulmonary unit) as a function of the distance between the sternum and the vertebrae. As shown, in supine position, the gas/tissue ratio sharply decreases from the sternum to the vertebrae suggesting
that both in normal and in ARDS patients the distending forces is about three times higher closer to the sternum than to the vertebrae. In prone position, the gas/tissue ratio is far more homogeneous, indicating a more even distribution of forces throughout the lung parenchyma

dependent position [13, 14]. It follows that the observed changes in gas exchange (a direct function of the venti- lation/perfusion ratio) are primary due to changes in regional ventilation.

Recruitability

e most striking change observed on CT scan when shifting from supine to prone position is the density redistribution from dorsal to ventral [15]. To interpret this nding, subsequent CT scan analyses culminated in the sponge model due to superimposed pressure [16]. Accordingly, in the wet lung, the progressive increase in pressure along the vertical axis from the lung weight squeezes gas from the most dependent lung units. Indeed, the most dorsal pulmonary units tend to be gasless in supine position [17]. is process is reversed (although not in a 1:1 ratio) by prone position. While prone, the dorsal, now nondependent pulmonary units, tend to open, while the ventral units, previously open, tend to collapse. It is worth noting that, usually, at the same airway pressure, the average density of the lung remains the same, as the tissue mass and the gas volume are not changed [15]. What may change, however, is gas distribution. Although it is often stated in the literature that prone position leads to recruitment [7], it is usually forgotten that repositioning is associated with collapse of the anterior lung regions although not in a 1:1 ratio. erefore, the net e ect of prone position on recruitabil- ity depends on the lung shape (i.e., the relative mass of dependent compared to non-dependent sectors), and the e ect of the curvature of the diaphragm on transmission

of the abdominal pressure. In a hypothetical, perfectly round lung and homogeneous diaphragm dome, the recruitability would be zero as the dorsal opening would equal ventral collapse. In reality, the mass of the dorsal lung is greater than the ventral, explaining a nal net recruitment (see Fig. 2).

Oxygenation

We have now all the elements needed to discuss gas exchange in relationship to the prone position. Indeed, three elements, likely to di erent extents, may contribute to the improvement of oxygenation.

1. e rst element is the quantity of tissue open to ven- tilation and perfusion during the respiratory cycle. If the recruitment of the dorsal lung exceeds the de- recruitment of the ventral sectors, and because the distribution of perfusion is essentially unchanged, oxygenation should improve. Indeed, the perfusion remains the same, but the pulmonary units open to ventilation are more numerous when prone.

2. e second element is the degree of homogeneity of in ation. Inhomogeneity is associated with ventila- tion maldistribution. Given that perfusion remains nearly constant, more homogeneous ventilation results in more homogeneous distribution of ventila-

Fig. 2 Due to the anatomical design, in supine position, the open, non‐dependent lung mass (at 50% of the sternum‐vertebra distance) is about 40% of the total mass, while the dependent accounts for the 60%. As collapse is primarily a function of the superimposed hydrostatic pressure (including the shape and weight of the heart, which is mainly located in the left chest side), it follows that, while prone, more mass opens in the non‐dependent zones than collapses in the dependent sternal regions

tion/perfusion ratios, which is re ected in decreased

venous admixture and reduced dead space.
3. Regional changes in chest wall compliance may also contribute to improved oxygenation. Indeed, due to the lower compliance of the anterior chest wall and the curvature of the diaphragm, the distribution of tidal volume moves towards the posterior, para- abdominal regions of the lung, where supine ventila-

tion is usually absent.

e improvement results from a reduction in shunt and ventilation-perfusion heterogeneity that occurs because the lungs, which anatomically resemble a cone, t into their cylinder-like thorax enclosure with less distortion when patients are prone versus supine [12, 18–20]. is, in turn, decreases atelectasis in dorsal lung regions where shunt is preferentially distributed in ARDS [7, 12].

Carbon dioxide elimination

A variable that is usually ignored is the PaCO2 response to prone position. When prone position is associated with decreased PaCO2 for the same minute ventilation, clinical outcome appears more favorable [21]. Recruit- ment of perfused and previously collapsed units results in reduced shunt and thus favors a reduction in PaCO2 [22]. Furthermore, more homogeneous in ation should be associated with a decreased dead space originating from pulmonary units that were relatively overin ated while supine. We may then wonder about the possible mechanisms that would increase PaCO2 after proning. In unadjusted pressure controlled ventilation, the reduc- tion of chest wall compliance in the prone position would tend to reduce tidal volume and consequently reduce alveolar ventilation. If in volume controlled ventilation the increase in pleural pressure due to the decreased chest wall compliance may reduce venous return, and if accompanied by a reduction of regional perfusion, will increase dead space.

Prone position and hemodynamics

In the APRONET study, one of the most frequently reported reasons for not doing prone position was a mean arterial pressure below 65 mmHg [23]. However, hemo- dynamic impairment, a frequent condition in ARDS, is not by itself a contraindication to prone position. In the PROSEVA trial, which demonstrated a bene cial e ect of prone position on survival, 72% of patients in the prone position group received vasopressors, a rate not di er- ent from the control group. However, all patients were hemodynamically stable at the time of inclusion as a mean arterial pressure not maintained≥65 mmHg was an exclusion criterion [24]. It is crucial to emphasize that prone position, when adequately performed, does not

induce hemodynamic side e ects and that it may even improve hemodynamics [25].

In a systematic review and meta-analysis, hemody- namic impairment was not described among the few side e ects of prone position and, patients in prone position had lower incidence of arrhythmias [26]. It is likely that the way physicians perform prone position may mod- ify its impact on hemodynamics. Chiumello et al. have reported that prone position when done with thoraco- pelvic supports signi cantly decreased stroke volume and increased heart rate, while no e ect was observed when prone position was done without any support, possibly because pelvic support could have decreased venous return [27]. Some con gurations of thoracic sup- port have the potential to increase intrathoracic pressure, which may potentially decrease systemic venous return.

One of the most interesting physiological e ects of prone position is that it may also improve hemodynam- ics. In the PROSEVA study, Guerin et al. observed less cardiac arrests in the prone position group (6.8% versus 13.5%) and the number of extra-pulmonary dysfunc- tion-free days up to 28 days after randomization was also higher [24]. In 18 ARDS patients, all with a dilated right ventricle before proning, Jozwiak et al. reported that cardiac index did not change in around half of the patients and increased in the other half, which was asso- ciated with right ventricle unloading [28]. e patients in whom cardiac index increased, had a preload-dependent cardiac index when supine [28]. In a series of 42 severe ARDS patients, prolonged proning (18 h) led to the nor- malization of right ventricle function in the 21 patients who initially had right ventricle systolic overload, named acute cor pulmonale. is right ventricle unloading was associated with a signi cant increase in cardiac index and a decrease in heart rate [29]. ese e ects may be explained by the impact of prone position on respiratory mechanics and blood gas exchange (Fig. 3). As a matter of fact, hypoxemia, hypercapnia, high driving pressure and plateau pressure≥27 cmH2O are risk factors for developing acute cor pulmonale [30, 31]. By recruiting the lungs, prone position has the potential to decrease hypoxemia, hypercapnia, driving pressure and plateau pressure and thereby improve right ventricular function and hemodynamics. When clinically indicated in ARDS patients, inhaled nitric oxide should be better used in prone position because its additive e ects on oxygena- tion and pulmonary circulation [32]. Another potential mechanism is its ability to avoid applying too high PEEP, which has been reported to decrease survival and induce deleterious e ects on hemodynamics when applied after aggressive staircase recruitment maneuvers [33]. How the e ect of prone position on hemodynamics in gen- eral and on right ventricle function in particular may

Fig. 3 Improvement in right ventricular (RV) function after a proning session of 18 h in a patient ventilated for a severe ARDS. Long‐axis mid‐ esophageal view by transesophageal echocardiography shows major RV dilatation (dotted yellow line) before prone positioning (upper image) and normalization when supine positioning was performed after several hours of proning (lower image). Main risk factors for RV overload are reported before and after in the tables. Pplat plateau pressure, DrivingP driving pressure, LV left ventricle

participate to its bene cial e ect on outcome remains to be determined. We already know that improvement in blood gases does not explain the increase in survival observed in the PROSEVA study [34]. In other words, prone position could be bene cial in responders as well as non-responders when they are conventionally de ned by changes in gas exchange parameters.

Clinical indications—for whom and when—and contraindications
ere are two primary indications for implementing prone ventilation in patients with ARDS: the need to improve oxygenation, as previously discussed, and the potential for prone position to reduce mortality.

Although large animal studies demonstrated clear lung protective e ects of prone positioning [35, 36], early ran- domized trials conducted in unselected patients with oxygenation failure found that prone ventilation had no

e ect on mortality. Accordingly, for many years proning was only utilized as rescue therapy for severe hypoxemia. In retrospect, however, all of these early studies had methodological concerns that could have resulted in false negative conclusions (e.g., being under-powered to detect di erences in mortality, only exposing patients to short durations of proning each day, using excessive sedation) [37].

In 2013, Guerin and colleagues found that prone ven- tilation employed at least 16 h/day reduced 90-day mortality from 41 to 23.6% with no substantive adverse e ects in patients with PaO2/FIO2 ratio < 150 mmHg [24]. Despite this striking result, 5 years later prone ventilation was only being used in 33% of patients with severe ARDS. e most common explanation for why it was not being used was that oxygenation was not su ciently impaired [23], perhaps in large part a carry-over from the idea that proning should only be used as rescue therapy for severe

hypoxemia. Perceived increase in workload and inad- equate availability of trained sta likely contributed, as well.

In prone position, there is less over-distension in non- dependent lung regions and less cyclical airspace opening and closing in dependent regions, the putative causes of ventilator-induced lung injury [7, 38]. To the extent that ventilator-induced lung injury complicates ARDS these bene cial e ects suggest that prone ventilation should be implemented early rather than late in the course of the syndrome. Importantly, these e ects occur in all lungs, even those that are completely normal and will there- fore also occur in patients with mild or moderate ARDS. Several studies, however, report that prone ventilation does not reduce mortality for patients with PaO2/FIO2 ratio > 150 mmHg, but these are again under-powered for a mortality endpoint and/or were confounded by use of substantially greater levels of sedation. Interestingly, the con dence intervals in two meta-analyses of these stud- ies indicate that additional trials might reduce mortal- ity to a clinical meaningful extent in patients with mild or moderate ARDS [37]. In addition, it can be argued that the use of deep sedation and muscle paralysis is not mandatory for all patients. Instead, individual titration of these drugs is advised for routine clinical practice.

Contraindications

e only absolute contraindication of prone positioning is an unstable spinal fracture. Relative contraindications include hemodynamic instability, unstable pelvic or long bone fractures, open abdominal wounds and increased intracranial pressure that occurs if positioning of the head and neck partially obstructs cerebral venous drain- age. In the latter instance, however, intracranial pressure can be measured and used as guidance to facilitate posi- tioning to avoid this adverse e ect. Patients with rheuma- toid arthritis a ecting the atlanto-occipital joint should not be proned until a neck collar has been placed. Mas- sive obesity, an increasing ICU population worldwide, should not be considered a contraindication, as these patients often bene t. Late-term pregnancy has been suggested as a contraindication, but proper positioning to limit abdominal and pelvic compression and utilizing continuous monitoring of fetal heart tones allows pron- ing of these patients as well. Some of these relative con- traindications can be discussed on a case-by-case basis with the clinical team involved in the patient care.

Choice of ventilator settings

In ARDS, prone position may have synergistic lung- protective e ects with low tidal volume ventilation. e survival bene t of prone position appears dependent on

concomitant use of low tidal volumes [39]. e mecha- nisms explaining the survival bene t of prone position in ARDS have been already discussed.

Proning also may have synergistic e ects with PEEP [40, 41]. Increasing PEEP in the heterogeneously aer- ated supine ARDS lung can induce lung recruitment and decrease atelectrauma at the expense of exacerbating end-tidal regional hyperin ation. Because prone posi- tioning lessens heterogeneity of regional lung strain and decreases chest wall compliance [42], higher PEEP may be less likely to contribute to regional hyperin ation with proning [40].

When considering ventilator settings for the prone ARDS patient, at a minimum patients should receive sup- port consistent with the PROSEVA trial [24]. Such set- tings would include low tidal volumes targeting around 6 mL/kg predicted body weight, plateau airway pressure less than 30 cmH2O, with reduction in tidal volume as needed to achieve this goal, and at least moderate PEEP levels.

However, a few considerations suggest potentially more protective settings may be feasible with prone position- ing. First, proning is often accompanied by continuous neuromuscular blockade [24]. us, potential trade-o s of deeper sedation and paralytics sometimes required for patient tolerance of ventilator settings are a non-fac- tor when the decision to prone has been made. Second, proning often improves oxygenation and reduces dead- space ventilation [43]. Improvements in gas exchange do not appear to predict survival bene t [34, 44], but they do create an opportunity to modify ventilator settings further before confronting limits of severe hypercap- nia or hypoxemia. us, it may be bene cial to exploit proning-associated improvement in gas exchange and concomitant neuromuscular blockade to lower tidal vol- umes below 6 mL/kg predicted body weight to the lowest values tolerated, or considering permissive hypercap- nia as appropriate. PEEP titration is not likely to exhibit a unidirectional or linear relationship with lung protec- tion even in context of neuromuscular blockade and proning [41]. If set too low, end-tidal collapse of small airways might occur, predisposing to atelectrauma, and lung may derecruit gradually over time, decreasing the aerated baby lung volume available for tidal ventilation [45]. If set too high, PEEP unequivocally can exacerbate end-tidal hyperin ation and hemodynamic instability [45]. e ideal PEEP titration strategy, irrespective of patient positioning, remains unde ned, in part because how to address this competing tension between prevent- ing atelectrauma and hyperin ation is unclear. It is worth emphasizing, however, that the e ects on overdistension and atelectrauma will be less with prone position as com- pared to supine.

Lowering tidal volume to the lowest tolerated value helps mitigate this tension of PEEP titration by decreas- ing risk of both atelectrauma and hyperin ation [45]. Clinical trials of prone positioning with patient-cen- tered endpoints have consistently used relatively low PEEP strategies [5, 41] but have not attempted to lower tidal volume lower than 6 mL/kg predicted body weight so long as plateau pressure did not exceed 30 cmH2O. If even lower tidal volumes were targeted, higher PEEP could be instituted to homogenize lung aeration and regional mechanics with less risk of end-tidal tidal hyper- in ation. While synergistic e ects have been suggested [40, 41], the potential for clinical bene t is untested.

Regardless, whenever ventilator adjustments are made during prone position, reevaluation is warranted each time the patient is returned to supine position to ensure ventilator settings remain safe and well tolerated. Changes in gas exchange and mechanics with re-supi- nation may necessitate ventilator adjustments with each turn.

How to implement prone position at the bedside

Absolute or relative contraindications to prone position have been previously mentioned. In contrast, prone posi- tion can be performed in ECMO and ECCO2-r patients. In a recent international survey involving 23 ECMO centers, prone position was used in 6% of the patients at ECMO day 1 and in 15% of the patients throughout their ECMO course [46]. Unfortunately, prone position was used in only 26% of the cases before ECMO initiation [46].

Beds

Various types of bed are used. Many times, standard intensive care unit beds are used as in the PROSEVA study [24]. Low-air loss bed system is also employed in some ICUs [47]. In contrast, automated pronating beds are not used in many instances to prone the patients [48].

Prone position maneuver

ere are many di erent ways to place a patient in the prone position. Local protocols should be followed when undertaking the maneuver to reduce the risk of injury to sta (back injuries) and patients. Usually, patients are placed with the arms parallel to the trunk or in swim- ming “crawl” position, the abdomen unsupported, and with the face turned to the right or the left side. Such positions are changed every 2–4 h. Although eyes occlu- sion is recommended to prevent conjunctivitis and cor- neal ulcerations, application of thin hydrocolloid dressing for pressure ulcer prevention is controversial. Meticulous securing of endotracheal tube and intravascular cath- eters is mandatory. Positioning of transverse rolls placed

under the pelvis and the chest has not been proved to improve oxygenation, and often results in a decrease in chest wall compliance and an increased pleural pres- sure [27, 49]. For patients with tracheostomy, specially designed disposable prone position head cushion with mirror improves the access to the endotracheal tube and facilitates endotracheal suctioning using a closed-system. e standard monitoring during the entire procedure should include pulse oximetry and invasive arterial blood pressure. In order to avoid complications, the pron- ing maneuver requires practical skills and a complex and coordinated e ort, involving physicians and nurses. When prone position is performed in ECMO patients [50, 51], at least six sta are involved, four performing the turning of the patient, one looking after the ECMO circuit and one (usually a physician) for the management and protection of the endotracheal tube (See video). It should be noted that without the particular pillow shown in the video, in particular when there is no cervical prob- lem, prone position could also be implemented.

Duration of prone position

Research suggests that the longer a patient is given prone therapy, the greater the bene ts [52, 53]. It is essen- tial to underline that in the PROSEVA study [24], the prone position was done every day even if there was no improvement in oxygenation during the previous ses- sion. Indeed, the mechanisms explaining the outcome improvement are complex and not likely to be limited to the improvement in gas exchange. e localization of lung in ltrates (chest X-ray, lung ultrasound, CT-scan) does not predict the improvement in oxygenation [54, 55] even in ECMO patients [51]. When prone position was indicated by the lung morphology a trial found no bene t to patient outcome [56]. e usual criteria for stopping prone treatment are oxygenation improvement with the possibility of using a ventilatory mode allowing spontane- ous or assisted ventilation, PaO2/FIO2 ratio deterioration by more than 20% relative to supine or the occurrence of a life-threatening complication during prone position [24].

Adverse events

Various complications can occur during transitions to and from prone position, such as device displacement, vomiting, loss of venous access, accidental extubation, endotracheal tube displacement and obstruction, hemo- dynamic instability, brachial plexus injury and pres- sure ulcers [48]. Ocular complications, like increased intra-ocular pressure, have been described during pro- longed prone position in normal volunteers [57]. Data in ARDS patients are scanty. A trial is ongoing testing strategies to prevent complications in prolonged prone

Table 1 Summary of trials on prone versus supine position in patients with acute respiratory distress syndrome

Country

Italy and Switzerland

France

Germany

Spain and Mexico

Taiwan

Spain

Italy and Spain

France and Spain

Number of patients enrolled

304

802

142

344

466

Enrollment period

1996–1999

1998–2002

1999–2001

1998–2002

2002–2003

2003

2004–2008

2008–2011

ARDS according to Berlin de nition

ARDS all severities

Moderate– severe ARDS

Moderate to
severe ARDS
with PaO2/FiO2 < 150 PEEP ≥ 5 and

Duration of time prone

7 h

9 h

11 h
PaO2/FiO2 > 300 × 48 h

17 h
FiO2 ≤ 45%

24 h
SaO2 > 90%,

18 h
PaO2/FiO2 > 250

18 h

FiO2≥60% 17 h

Criteria for stopping daily prone trials

PaO2/FiO2 > 200 with

PaO2/FiO2 > 300 w/FiO2 < 60%

PEEP ≤ 5 10

FiO2 ≤ 60% for≥24h

PEEP ≤ 8 × 12 h

FiO2 ≤ 40% and

PaO2/FiO2 > 150 PEEP ≤ 10 and

Total number of days prone

PEEP<10or 4.7

7
Yes
30 days

4
Yes
28 days

8
Yes
6 months

Lung protective ventilation

No
6 months

No
3 months

Yes
90 days

Last available follow‐up

Hospital discharge

Gattinoni 2001

Guerin 2004

Voggenreiter 2005

Mancebo 2006

Chan 2007

Fernandez 2008

Taccone 2009

Guerin 2013

PEEP<5or and

PEEP≤10 FiO2≤60% 4

PaO2/FiO2 > 300 with

1 minor criteria + 4

PaO2/FiO2 is expressed as mmHg; PEEP is expressed as cmH2O

position sessions, including the ocular, in ARDS patients (NCT03125421). It has been suggested, however, that the incidence of barotrauma, ventilator-associated pneumo- nia, accidental catheter removal and unplanned extuba- tion is not di erent between prone position and supine position while endotracheal tube obstruction and pres- sure sores increased with prone position [58]. In the PROSEVA trial [24], for example, there was no di erence between the prone position group and the supine group regarding the incidence of accidental extubation, selec- tive bronchial intubation or endotracheal tube obstruc- tion. Likely, such complications can be avoided with sta training and collaboration. Once settled into the prone position, consequences and nursing workload related to maintaining the prone position are not increased. Reversible facial edema, however, is predictable when prone position is sustained. Only minor complications have been reported in ECMO patients [50, 51], but again, these procedures must be performed by very experienced and trained teams. Priority must be given to the safety in order to maximize bene ts and minimize harm. Continu- ous education and training should be provided to the car- egivers [59].

Other risk factors for pressure ulcers than prone posi- tion duration are observed in ARDS patients such as age, hemodynamic instability, other organ dysfunctions, length of stay in the ICU, immobilization and nutri- tional status. It has been reported that at day 7, the rate of patients with pressure ulcers was higher in the prone position group than in the supine group (face and ante- rior part of the thorax) [60]. However, at the time of ICU discharge, the rate of patients with pressure ulcers was no longer di erent between groups [48].

Clinical impact on outcomes and summary of trials

e role of mechanical ventilation in the prone posi- tion has undergone rigorous evaluation over the past 3 decades [58]. e evolution of the study designs dem- onstrates how—with time and synthesis of prior stud- ies—the optimal manner of delivery and right population may come to fruition over time.

Preliminary studies of prone position have consistently demonstrated an improvement in oxygenation across all severities of acute respiratory failure [61–64]. Further- more, the impact on oxygenation has been found to be sustained when returned to ventilation in supine posi- tion. But as previous studies across the ARDS literature have demonstrated, improving oxygenation does not always translate to important patient-centered clinical outcomes such as mortality [65].

Interestingly, mortality was not impacted by prone position until more recent studies. Early studies were characterized by including all severities of ARDS, shorter

durations of prone position and lower thresholds to ter- minate daily prone position sessions (Table 1) [62, 63]. However, a meta-analysis pooling data from the 4 largest studies in 2010 demonstrated a mortality bene t across the subgroup of severely hypoxemic patients [48, 62–64, 66]. It was theorized that this cohort likely derives the greatest bene t from the physiologic impact of prone position given the greater amount of edema and alveolar collapse.

e totality of the literature prior to 2013 established the groundwork for the most recent trial of prone posi- tion in moderate–severe ARDS by Guerin and colleagues [24]. Across the 466 patients enrolled in the PROSEVA trial, 28-day mortality was 16% in the prone group and 33% in the supine group (p < 0.001; hazard ratio for death with prone position was 0.39 (95% con dence interval (CI) 0.25–0.63).

In a meta-analysis, eight randomized trials (2129 patients) over 12 years, the e ect of prone position across all severities of ARDS was evaluated. Prone position con- ducted for greater than 12 h per day and studies restricted to moderate to severe ARDS were associated with a mor- tality bene t [RR 0.74 (95% CI 0.56–0.99)] [58]. Prone position has consistently appeared to bene t the more hypoxemic subset of patients with ARDS; however, given the lack of granularity of the pooled data, an evaluation of the speci c PaO2/FiO2 threshold of 150 mmHg was not feasible. Up until this point, however, pooled data have demonstrated a consistent bene t across severe ARDS [7]. e 2017 American oracic Society/European Society of Intensive Care Medicine/Society of Critical Care Medicine clinical practice guideline of mechani- cal ventilation in adult patients with ARDS strongly recommended that patients with severe ARDS receive prone positioning for more than 12 h per day [67]. e 2019 guidelines of the French Society of Intensive Care Medicine (SRLF) for ARDS management strongly recom- mended the implementation of prone position in ARDS patients with a PaO2/FiO2 ratio below 150 mmHg [68]. Because no trial has been speci cally performed in mild to moderate ARDS patients [37], a French trial is in prep- aration to evaluate the speci c PaO2/FiO2 threshold at which prone position is bene cial.

Unanswered questions, new avenues of research and conclusion
Prone position has been shown e ective in patients with moderate to severe ARDS, who received inva- sive mechanical ventilation, a continuous infusion of neuromuscular blockade and low tidal volume [24]. Whereas prone position seemed underutilized, the COVID-19 pandemic showed that actually clinicians adopted this strategy widely. For instance, 76% of the 735

COVID-19-related ARDS patients included in a multi- center cohort in Spain were proned, and prone was used in 63% of the mild ARDS patients [69]. Studies in pro- gress indicate that the mechanisms of action in COVID- 19 pneumonia (for example redistribution of blood ow) may di er from those in other more familiar forms of ARDS [70], and authors have underlined that not all COVID-19 intubated mechanically ventilated patients can bene t of prone positioning [71].

Even though long prone position sessions are advo- cated, the optimal duration is not de nitely determined. Multimodality monitoring including lung and chest wall mechanics [72], electrical impedance tomography [73] and biomarkers may help clinicians to better determine the time to move the patient back to supine and/or to resume the prone position.

How ventilator settings should be adjusted in prone position is an unanswered issue. Clinicians mostly reduce FiO2 as a result of the better oxygenation commonly observed with pronation. In trials, PEEP level in prone was found lower than expected [41], even though a low PEEP level may have contributed to the clinical bene t [24]. An attempt to use the esophageal pressure-guided strategy in prone failed, on average, to show physiological bene t as compared to a PEEP and FiO2 table in humans [74] in line with experimental data [75].

and University of Minnesota, Minneapolis‐St. Paul, USA. 9 Interdepartmental Division of Critical Care Medicine, Mount Sinai Hospital, Sinai Health System, University of Toronto, Toronto, Canada. 10 Médecine Intensive Réanimation, Assistance Publique, Hôpitaux de Marseille, Hôpital Nord, 13015 Marseille, France. 11 Faculté de Médecine, Groupe de Recherche en Réanimation Et Anesthésie de Marseille Pluridisciplinaire (GRAM +), Aix‐Marseille Université, Centre d’Etudes et de Recherches sur les Services de Santé et qualité de vie EA 3279, 13005 Marseille, France. 12 Dipartimento Di Anestesia, Rianimazione ed Emergenza Urgenza, Fondazione IRCCS Cà Granda‐Ospedale Maggiore Policlinico, Milan, Italy. 13 University Hospital Ambroise Paré, APHP, Boulogne‐ Billancourt, and Université de Versailles Saint Quentin en Yvelines UMR 1018, Boulogne‐Billancourt, France. 14 Servei Medicina Intensiva, Hospital Universi‐ tari Sant Pau, Barcelona, Spain.

Funding

None.

Compliance with ethical standards

Conflicts of interest

SJ reports receiving consulting fees from Drager, Medtronic, Baxter, Fresenius Medical and Fisher and Paykel. LP received consultancy fees from Air Liquide MS, Faron and MSD. JM reports personal fees from Faron, Medtronic, and Jans‐ sen, outside the submitted work (last 36 months).

Publisher’s Note

Springer Nature remains neutral with regard to jurisdictional claims in pub‐ lished maps and institutional a liations.

Received: 8 October 2020

Accepted: 19 October 2020

Even though already in the pipeline (NCT04142736), References

the use of prone in spontaneously breathing non-intu- bated patients has been boosted by the COVID-19 pan- demic. To date results of observational studies reporting on the feasibility and e cacy on oxygenation of this strategy before intubation, in patients receiving high ow oxygen or non-invasive ventilation, are balanced [76, 77]. Trials are planned to verify if this strategy can reduce the rate of intubation and improve survival (NCT04391140).

In conclusion, prone position has now assumed its rightful place in the armamentarium of management of ARDS, and it would be important to know if prone posi- tion in non-intubated patients can also con rm its ben- e cial impact on clinical outcomes.

Electronic supplementary material

The online version of this article (https://doi.org/10.1007/s00134‐020‐06306 ‐w) contains supplementary material, which is available to authorized users.

Author details

1 Médecine Intensive‐Réanimation, Hôpital Edoudard Herriot, Lyon, France.
2 University of Lyon, Lyon, France. 3 Institut Mondor de Recherche Medicale INSERM 955, ERL CNRS 7000, Créteil, France. 4 Department of Medicine, Univer‐ sity of Colorado, Aurora, USA. 5 Center for Acute Respiratory Failure and Divi‐ sion of Pulmonary, Allergy, and Critical Care Medicine, Columbia University College of Physicians and Surgeons, New York, NY, USA. 6 Department of Anes‐ thesiology, Emergency and Intensive Care Medicine, University of Göttingen, Göttingen, Germany. 7 Critical Care and Anesthesia Department (DAR B), Hôpital Saint‐Éloi, CHU de Montpellier, PhyMedExp, Université de Montpellier, Montpellier, France. 8 Departments of Critical Care Medicine, Regions Hospital

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